13F-HR 1 form13fhrcci93009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report. Name: Carl C. Icahn, Individual Address: c/o Icahn Associates Corp. 767 Fifth Ave., 47th Floor New York, New York 10153 Form 13F File Number: 028-04333 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statement, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Edward E. Mattner, Attorney-in-Fact for Carl C. Icahn Title: Individual Phone: (212) 702-4300 Signature, Place, and Date of Signing: /s/ Edward E. Mattner --------------------- Edward E. Mattner New York, New York 11/16/09 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT: (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 9 Form 13F Information Table Entry Total: 22 Form 13F Information Table Value Total: $4,200,119 (thousands) Confidential Treatment has been requested for certain accounts of securities reported by this Institutional Investment Manager, and this information has been filed separately with the Commission. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 01 028-04690 High River Limited Partnership 02 028-11143 Icahn Management L.P. 03 028-12621 CCI Onshore LLC 04 028-04970 High Coast Limited Partnership 05 028-04460 Highcrest Investors Corp. 06 028-11469 Gascon Partners 07 028-13260 IEH FM Holdings LLC 08 028-13170 Thornwood Associates Limited Partnership 09 028-02662 Barberry Corp.

Form 13F Information Table Name of Reporting Manager: Icahn Capital LP COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER Voting Authority ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ------ ----- ----- -------- ------- --- ---- ---------- ------- ---- ------ ---- ADVENTRX PHARMA- COM 00764X103 130 864,865 SH Defined 1 864,865 CEUTICALS INC AMERICAN RAILCAR COM 02916P103 3,596 338,933 SH Defined 9 338,933 INDS INC AMERICAN RAILCAR COM 02916P103 119,100 11,225,212 SH Defined 11,225,212 INDS INC BIOGEN IDEC INC COM 09062X103 162,424 3,215,051 SH Defined 1 3,215,051 BLOCKBUSTER INC CL A 093679108 1,854 1,732,960 SH Defined 1 1,732,960 BLOCKBUSTER INC CL A 093679108 961 898,000 SH Defined 9 898,000 BLOCKBUSTER INC CL B 093679207 463 772,320 SH Defined 1 772,320 BLOCKBUSTER INC CL B 093679207 205 340,906 SH Defined 9 340,906 ENZON PHARMA- COM 293904108 5,810 704,214 SH Defined 1 704,214 CEUTICALS INC FEDERAL MOGUL CORP COM 313549404 908,170 75,241,924 SH Defined 7 75,241,924 ICAHN ENTERPRISES DEP 451100101 68,201 1,706,723 SH Defined 1,706,723 LP UNIT ICAHN ENTERPRISES DEP 451100101 62,868 1,573,279 SH Defined 9 1,573,279 LP UNIT ICAHN ENTERPRISES DEP 451100101 1,538,853 38,509,836 SH Defined 4 38,509,836 LP UNIT ICAHN ENTERPRISES DEP 451100101 154,501 3,866,379 SH Defined 5 3,866,379 LP UNIT ICAHN ENTERPRISES DEP 451100101 475,211 11,892,167 SH Defined 6 11,892,167 LP UNIT ICAHN ENTERPRISES DEP 451100101 140,480 3,515,515 SH Defined 3 3,515,515 LP UNIT ICAHN ENTERPRISES DEP 451100101 136,281 3,410,441 SH Defined 2 3,410,441 LP UNIT ICAHN ENTERPRISES DEP 451100101 171,272 4,286,087 SH Defined 8 4,286,087 LP UNIT LIONS GATE COM 535919203 25,552 4,148,051 SH Defined 1 4,148,051 ENTMT CORP NEW LIONS GATE NOTE 535919AF1 209 230,800 PRN Defined 1 230,800 ENTMNT CORP 2.938% LIONS GATE NOTE 535919AG9 76 85,800 PRN Defined 1 85,800 ENTMT CORP 3.625% YAHOO INC COM 984332106 223,902 12,571,714 SH Defined 1 12,571,714 TOTAL $4,200,119

CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR CERTAIN ACCOUNTS OF SECURITIES REPORTED BY THIS INSTITUTIONAL INVESTMENT MANAGER PURSUANT TO RULE 24B-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, AND THIS INFORMATION HAS BEEN FILED SEPARATELY WITH THE COMMISSION. * This table may also include positions held by public companies controlled by Mr. Icahn. While Mr. Icahn may be deemed to have "investment discretion" over such positions pursuant to Section 13(f) of the Securities Exchange Act of 1934 and Rule 13f-1, Mr. Icahn expressly disclaims having such "investment discretion" over such positions for any other purposes.