13F-HR 1 hr13f2q10.txt HR13F2Q10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment []; Amendment Number: This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ariel Investments, LLC Address: 200 E. Randolph Drive Suite 2900 Chicago, IL 60601 13F File Number: 28-04003 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Wendy D. Fox Title: Vice President/Chief Compliance Officer Phone: 312-726-0140 Signature, Place, and Date of Signing: /s/ Wendy D. Fox Chicago, IL August 13, 2010 ----------------------------------- ---------------- -------------------- Report Type (Check only one.): | | 13F HOLDINGS REPORT. |_| 13F NOTICE. |X| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-06386 GW Capital Management, LLC Form 13F SUMMARY PAGE AS OF DATE: 6/30/2010 Report Summary: NUMBER OF OTHER INCLUDED MANAGERS: 1 FORM 13F INFORMATION TABLE ENTRY TOTAL: 169 FORM 13F INFORMATION TABLE VALUE TOTAL: $4,427,250,617 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME 1 28-05955 PAX WORLD MANAGEMENT CORP
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------ -------------- --------- --------- ----------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------ -------------- --------- --------- -------- --- ---- ---------- -------- -------- ------ ------ 21st Century Holding Co. COMMON 90136Q100 139003 37467 SH SOLE 0 37467 0 0 Accenture plc COMMON G1151C101 68366246 1768855 SH SOLE 0 1682372 0 86483 ADPT Corp. COMMON 00101B103 251762 87115 SH SOLE 0 87115 0 0 Advanced Photonix, Inc. COMMON 00754E107 120685 274283 SH SOLE 0 274283 0 0 AFLAC Inc. COMMON 001055102 56102559 1314801 SH SOLE 0 1245076 0 69725 American Electric Technologies, Inc. COMMON 025576109 159843 79524 SH SOLE 0 79524 0 0 American Reprographics Co. COMMON 029263100 290185 33240 SH SOLE 0 33240 0 0 Anixter Intl Inc. COMMON 035290105 71056928 1668003 SH SOLE 0 1599078 0 68925 Anixter Intl Inc. COMMON 035290105 8733 205 SH OTHER 1 205 0 0 Apollo Group, Inc. COMMON 037604105 3832280 90235 SH SOLE 0 53835 0 36400 AuthenTec, Inc. COMMON 052660107 285387 113700 SH SOLE 0 113700 0 0 Avatar Holdings Inc. COMMON 053494100 272625 14214 SH SOLE 0 14214 0 0 Ballantyne Strong, Inc. COMMON 058516105 628222 86771 SH SOLE 0 86771 0 0 Bank of New York Mellon Corp. COMMON 064058100 4039654 163615 SH SOLE 0 97715 0 65900 Baxter Intl Inc. COMMON 071813109 44691767 1099699 SH SOLE 0 1034401 0 65298 Bio-Rad Laboratories, Inc. COMMON 090572207 128662351 1487598 SH SOLE 0 1447023 0 40575 Bio-Rad Laboratories, Inc. COMMON 090572207 17730 205 SH OTHER 1 205 0 0 Blount Intl, Inc. COMMON 095180105 16172087 1574692 SH SOLE 0 1405392 0 169300 Blount Intl, Inc. COMMON 095180105 125345 12205 SH OTHER 0 0 12205 Bob Evans Farms, Inc. COMMON 096761101 14901600 605264 SH SOLE 0 541064 0 64200 Brady Corp. COMMON 104674106 70131060 2814248 SH SOLE 0 2741998 0 72250 Brady Corp. COMMON 104674106 14204 570 SH OTHER 1 570 0 0 Brady Corp. COMMON 104674106 107281 4305 SH OTHER 0 0 4305 Brink's Co. COMMON 109696104 52528623 2760306 SH SOLE 0 2683806 0 76500 Brink's Co. COMMON 109696104 8468 445 SH OTHER 1 445 0 0 Brink's Co. COMMON 109696104 77833 4090 SH OTHER 0 0 4090 Carnival Corp. & plc COMMON 143658300 45833468 1515657 SH SOLE 0 1426389 0 89268 CB Richard Ellis Group, Inc. COMMON 12497T101 119717085 8796259 SH SOLE 0 8670959 0 125300 CB Richard Ellis Group, Inc. COMMON 12497T101 15652 1150 SH OTHER 1 1150 0 0 CBS Corp. COMMON 124857202 146287848 11313832 SH SOLE 0 11164650 0 149182 CBS Corp. COMMON 124857202 20042 1550 SH OTHER 1 1550 0 0 City National Corp. COMMON 178566105 89668637 1750315 SH SOLE 0 1694934 0 55381 City National Corp. COMMON 178566105 9734 190 SH OTHER 1 190 0 0 Clorox Co. COMMON 189054109 23505182 378140 SH SOLE 0 366622 0 11518 Constellation Brands, Inc. COMMON 21036P108 32150177 2058270 SH SOLE 0 2058270 0 0 Constellation Brands, Inc. COMMON 21036P108 6795 435 SH OTHER 1 435 0 0 Constellation Brands, Inc. COMMON 21036P108 58809 3765 SH OTHER 0 0 3765 Covidien plc COMMON G2554F105 3558381 88561 SH SOLE 0 52661 0 35900 Crown Crafts, Inc. COMMON 228309100 215241 52370 SH SOLE 0 52370 0 0 CSP Inc. COMMON 126389105 127262 29734 SH SOLE 0 29734 0 0 Dell Inc. COMMON 24702R101 36750679 3047320 SH SOLE 0 2812120 0 235200 DeVry Inc. COMMON 251893103 57374719 1093060 SH SOLE 0 1079660 0 13400 DeVry Inc. COMMON 251893103 7611 145 SH OTHER 1 145 0 0 Dun & Bradstreet Corp. COMMON 26483E100 110767935 1650297 SH SOLE 0 1638208 0 12089 Dun & Bradstreet Corp. COMMON 26483E100 16109 240 SH OTHER 1 240 0 0 Dun & Bradstreet Corp. COMMON 26483E100 95646 1425 SH OTHER 0 0 1425 Edgewater Technology Inc. COMMON 280358102 137225 47319 SH SOLE 0 47319 0 0 Energizer Holdings, Inc. COMMON 29266R108 61980508 1232707 SH SOLE 0 1217776 0 14931 Energizer Holdings, Inc. COMMON 29266R108 9302 185 SH OTHER 1 185 0 0 Energizer Holdings, Inc. COMMON 29266R108 88744 1765 SH OTHER 0 0 1765 Exxon Mobil Corp. COMMON 30231G102 4767342 83535 SH SOLE 0 49735 0 33800 Fair Isaac Corp. COMMON 303250104 40418598 1854915 SH SOLE 0 1791315 0 63600 Fair Isaac Corp. COMMON 303250104 5992 275 SH OTHER 1 275 0 0 Fair Isaac Corp. COMMON 303250104 96094 4410 SH OTHER 0 0 4410 Franklin Resources, Inc. COMMON 354613101 42097351 488425 SH SOLE 0 474289 0 14136 Gannett Co., Inc. COMMON 364730101 168671136 12531288 SH SOLE 0 12216257 0 315031 Gannett Co., Inc. COMMON 364730101 20055 1490 SH OTHER 1 1490 0 0 Goldman Sachs Group, Inc. COMMON 38141G104 2410774 18365 SH SOLE 0 10765 0 7600 Guaranty Bancorp COMMON 40075T102 144325 136156 SH SOLE 0 136156 0 0 HCC Insurance Holdings, Inc. COMMON 404132102 70271975 2838125 SH SOLE 0 2761265 0 76860
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------ -------------- --------- --------- ----------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------ -------------- --------- --------- -------- --- ---- ---------- -------- -------- ------ ------ HCC Insurance Holdings, Inc. COMMON 404132102 12999 525 SH OTHER 1 525 0 0 HCC Insurance Holdings, Inc. COMMON 404132102 104784 4232 SH OTHER 0 0 4232 Herman Miller, Inc. COMMON 600544100 80447905 4263270 SH SOLE 0 4149050 0 114220 Herman Miller, Inc. COMMON 600544100 13209 700 SH OTHER 1 700 0 0 Hess Corp. COMMON 42809H107 3644868 72405 SH SOLE 0 43105 0 29300 Hewitt Associates, Inc. COMMON 42822Q100 189509944 5499418 SH SOLE 0 5313901 0 185517 Hewitt Associates, Inc. COMMON 42822Q100 21710 630 SH OTHER 1 630 0 0 Horace Mann Educators Corp. COMMON 440327104 18206143 1189944 SH SOLE 0 1061679 0 128265 Horace Mann Educators Corp. COMMON 440327104 158202 10340 SH OTHER 0 0 10340 Hospira, Inc. COMMON 441060100 90603246 1577080 SH SOLE 0 1577080 0 0 Hospira, Inc. COMMON 441060100 21831 380 SH OTHER 1 380 0 0 Hospira, Inc. COMMON 441060100 123518 2150 SH OTHER 0 0 2150 IDEX Corp. COMMON 45167R104 78404508 2744295 SH SOLE 0 2663890 0 80405 IDEX Corp. COMMON 45167R104 13142 460 SH OTHER 1 460 0 0 IDEX Corp. COMMON 45167R104 131793 4613 SH OTHER 0 0 4613 Illinois Tool Works Inc. COMMON 452308109 30854819 747452 SH SOLE 0 726352 0 21100 Interface, Inc. COMMON 458665106 80002120 7448987 SH SOLE 0 7201987 0 247000 Interface, Inc. COMMON 458665106 12083 1125 SH OTHER 1 1125 0 0 Interface, Inc. COMMON 458665106 155086 14440 SH OTHER 0 0 14440 International Business Machines COMMON 459200101 5159859 41787 SH SOLE 0 24887 0 16900 Corp. International Game Technology COMMON 459902102 98832835 6295085 SH SOLE 0 6232385 0 62700 International Game Technology COMMON 459902102 14444 920 SH OTHER 1 920 0 0 International Game Technology COMMON 459902102 83838 5340 SH OTHER 0 0 5340 Interpublic Group of Cos., Inc. COMMON 460690100 156579841 21960707 SH SOLE 0 21249975 0 710732 Interpublic Group of Cos., Inc. COMMON 460690100 20499 2875 SH OTHER 1 2875 0 0 Interpublic Group of Cos., Inc. COMMON 460690100 116326 16315 SH OTHER 0 0 16315 J.M. Smucker Co. COMMON 832696405 116119456 1928254 SH SOLE 0 1910254 0 18000 J.M. Smucker Co. COMMON 832696405 17464 290 SH OTHER 1 290 0 0 JAKKS Pacific, Inc. COMMON 47012E106 235041 16345 SH SOLE 0 16345 0 0 Janus Capital Group Inc. COMMON 47102X105 152268779 17147385 SH SOLE 0 16760925 0 386460 Janus Capital Group Inc. COMMON 47102X105 20246 2280 SH OTHER 1 2280 0 0 Johnson & Johnson COMMON 478160104 5996303 101529 SH SOLE 0 61629 0 39900 Jones Lang LaSalle Inc. COMMON 48020Q107 179362941 2732525 SH SOLE 0 2656180 0 76345 Jones Lang LaSalle Inc. COMMON 48020Q107 21989 335 SH OTHER 1 335 0 0 JPMorgan Chase & Co. COMMON 46625H100 3674912 100380 SH SOLE 0 59980 0 40400 Knoll, Inc. COMMON 498904200 18383858 1383285 SH SOLE 0 1233985 0 149300 Laboratory Corp. of America COMMON 50540R409 33501816 444616 SH SOLE 0 428716 0 15900 Laboratory Corp. of America COMMON 50540R409 107374 1425 SH OTHER 0 0 1425 Lazard Ltd COMMON G54050102 125051012 4681805 SH SOLE 0 4605205 0 76600 Lazard Ltd COMMON G54050102 18430 690 SH OTHER 1 690 0 0 Lazard Ltd COMMON G54050102 96690 3620 SH OTHER 0 0 3620 Lee Enterprises, Inc. COMMON 523768109 11522991 4483654 SH SOLE 0 3998699 0 484955 Littelfuse, Inc. COMMON 537008104 21316362 674355 SH SOLE 0 601105 0 73250 Lockheed Martin Corp. COMMON 539830109 4119478 55295 SH SOLE 0 32295 0 23000 Markel Corp. COMMON 570535104 42031480 123622 SH SOLE 0 117804 0 5818 Markel Corp. COMMON 570535104 6800 20 SH OTHER 1 20 0 0 Markel Corp. COMMON 570535104 102000 300 SH OTHER 0 0 300 Mattel, Inc. COMMON 577081102 28635722 1353295 SH SOLE 0 1317195 0 36100 Mattel, Inc. COMMON 577081102 77551 3665 SH OTHER 0 0 3665 Matthews Intl Corp. COMMON 577128101 15599623 532774 SH SOLE 0 476719 0 56055 Matthews Intl Corp. COMMON 577128101 92818 3170 SH OTHER 0 0 3170 McClatchy Co. COMMON 579489105 10867879 2985681 SH SOLE 0 2662281 0 323400 McCormick & Co., Inc. COMMON 579780206 95826414 2524405 SH SOLE 0 2505705 0 18700 McCormick & Co., Inc. COMMON 579780206 15753 415 SH OTHER 1 415 0 0 MEDTOX Scientific, Inc. COMMON 584977201 175337 14255 SH SOLE 0 14255 0 0 Merck & Co., Inc. COMMON 58933Y105 4926574 140880 SH SOLE 0 84280 0 56600 Meredith Corp. COMMON 589433101 61134339 1963840 SH SOLE 0 1899040 0 64800 Meredith Corp. COMMON 589433101 10273 330 SH OTHER 1 330 0 0 Meredith Corp. COMMON 589433101 119384 3835 SH OTHER 0 0 3835
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------ -------------- --------- --------- ----------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------ -------------- --------- --------- -------- --- ---- ---------- -------- -------- ------ ------ Middleby Corp. COMMON 596278101 13014529 244680 SH SOLE 0 218080 0 26600 Middleby Corp. COMMON 596278101 75264 1415 SH OTHER 0 0 1415 Mitcham Industries, Inc. COMMON 606501104 371314 54847 SH SOLE 0 54847 0 0 Mohawk Industries, Inc. COMMON 608190104 129636707 2832970 SH SOLE 0 2763870 0 69100 Mohawk Industries, Inc. COMMON 608190104 14872 325 SH OTHER 1 325 0 0 Mohawk Industries, Inc. COMMON 608190104 124467 2720 SH OTHER 0 0 2720 Morgan Stanley COMMON 617446448 4218998 181775 SH SOLE 0 108375 0 73400 Myrexis, Inc. COMMON 62856H107 154649 41130 SH SOLE 0 41130 0 0 Newell Rubbermaid Inc. COMMON 651229106 70751021 4832720 SH SOLE 0 4832720 0 0 Newell Rubbermaid Inc. COMMON 651229106 16836 1150 SH OTHER 1 1150 0 0 Nordstrom, Inc. COMMON 655664100 80382454 2497125 SH SOLE 0 2465525 0 31600 Nordstrom, Inc. COMMON 655664100 12393 385 SH OTHER 1 385 0 0 Nordstrom, Inc. COMMON 655664100 96892 3010 SH OTHER 0 0 3010 Northern Trust Corp. COMMON 665859104 59577852 1275757 SH SOLE 0 1249057 0 26700 Omnicom Group Inc. COMMON 681919106 52682776 1535941 SH SOLE 0 1445545 0 90396 Orion Energy Systems, Inc. COMMON 686275108 463265 146603 SH SOLE 0 146603 0 0 PCTEL, Inc. COMMON 69325Q105 261727 51930 SH SOLE 0 51930 0 0 Peerless Systems Corp. COMMON 705536100 273600 101710 SH SOLE 0 101710 0 0 Perceptron, Inc. COMMON 71361F100 487128 110711 SH SOLE 0 110711 0 0 PrivateBancorp, Inc. COMMON 742962103 57059452 5149770 SH SOLE 0 5020470 0 129300 PrivateBancorp, Inc. COMMON 742962103 10637 960 SH OTHER 1 960 0 0 Red Lion Hotels Corp. COMMON 756764106 274620 46000 SH SOLE 0 46000 0 0 Royal Caribbean Cruises Ltd. COMMON V7780T103 53759401 2360975 SH SOLE 0 2360975 0 0 Royal Caribbean Cruises Ltd. COMMON V7780T103 13207 580 SH OTHER 1 580 0 0 Royal Caribbean Cruises Ltd. COMMON V7780T103 86184 3785 SH OTHER 0 0 3785 Shoe Carnival, Inc. COMMON 824889109 255452 12455 SH SOLE 0 12455 0 0 Sigma Designs, Inc. COMMON 826565103 367167 36680 SH SOLE 0 36680 0 0 Sotheby's COMMON 835898107 50157386 2193152 SH SOLE 0 2129352 0 63800 Sotheby's COMMON 835898107 6061 265 SH OTHER 1 265 0 0 Sotheby's COMMON 835898107 99027 4330 SH OTHER 0 0 4330 St. Jude Medical, Inc. COMMON 790849103 43174828 1196310 SH SOLE 0 1165310 0 31000 Stanley Black & Decker, Inc. COMMON 854502101 115630984 2288816 SH SOLE 0 2266877 0 21939 Stanley Black & Decker, Inc. COMMON 854502101 14752 292 SH OTHER 1 292 0 0 Steelcase Inc. COMMON 858155203 8050181 1038733 SH SOLE 0 926033 0 112700 Symmetry Medical Inc. COMMON 871546206 20081493 1905265 SH SOLE 0 1709265 0 196000 T. Rowe Price Group, Inc. COMMON 74144T108 33410577 752660 SH SOLE 0 731501 0 21159 Team, Inc. COMMON 878155100 15170769 1162511 SH SOLE 0 1039811 0 122700 Team, Inc. COMMON 878155100 88675 6795 SH OTHER 0 0 6795 Thermo Fisher Scientific Inc. COMMON 883556102 51649258 1052992 SH SOLE 0 1024842 0 28150 Tiffany & Co. COMMON 886547108 85833358 2264135 SH SOLE 0 2237335 0 26800 Tiffany & Co. COMMON 886547108 11942 315 SH OTHER 1 315 0 0 Tiffany & Co. COMMON 886547108 103115 2720 SH OTHER 0 0 2720 TomoTherapy Inc. COMMON 890088107 322601 101447 SH SOLE 0 101447 0 0 Toyota Motor Corp. COMMON 892331307 3044508 44400 SH SOLE 0 25800 0 18600 Tyco Intl Ltd. COMMON H89128104 4697780 133346 SH SOLE 0 77846 0 55500 Versar Inc. COMMON 925297103 154880 48400 SH SOLE 0 48400 0 0 Viacom, Inc. COMMON 92553P201 62425829 1989985 SH SOLE 0 1937885 0 52100 Vical Inc. COMMON 925602104 380565 122763 SH SOLE 0 122763 0 0 Walt Disney Co. COMMON 254687106 4301168 136545 SH SOLE 0 79245 0 57300 Zimmer Holdings, Inc. COMMON 98956P102 48992487 906429 SH SOLE 0 880929 0 25500