13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CARL C. ICAHN, INDIVIDUAL Address: C/O ICAHN ASSOCIATES CORP. 767 FIFTH AVENUE, SUITE 4700 NEW YORK, NEW YORK 10153 Form 13F File Number: 028-04333 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: EDWARD E. MATTNER Title: ATTORNEY-IN-FACT Phone: 212-702-4300 Signature, Place, and Date of Signing: /s/ EDWARD E. MATTNER NEW YORK, NEW YORK 11/15/2010 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 11 Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: $ 5,532,611 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 028-04690 HIGH RIVER LIMITED PARTNERSHIP ---- -------------------- ---------------------------------------------------- 02 028-11143 ICAHN MANAGEMENT L.P. ---- -------------------- ---------------------------------------------------- 03 028-12621 CCI ONSHORE LLC ---- -------------------- ---------------------------------------------------- 04 028-04970 HIGH COAST LIMITED PARTNERSHIP ---- -------------------- ---------------------------------------------------- 05 028-04460 HIGHCREST INVESTORS CORP. ---- -------------------- ---------------------------------------------------- 06 028-11469 GASCON PARTNERS ---- -------------------- ---------------------------------------------------- 07 028-13260 IEH FM HOLDINGS LLC ---- -------------------- ---------------------------------------------------- 08 028-13170 THORNWOOD ASSOCIATES LIMITED PARTNERSHIP ---- -------------------- ---------------------------------------------------- 09 028-02662 BARBERRY CORP. ---- -------------------- ---------------------------------------------------- 10 028-13957 IEH ARI HOLDINGS LLC ---- -------------------- ---------------------------------------------------- 11 028-13955 CABOOSE HOLDING LLC ---- -------------------- ---------------------------------------------------- *** Confidential treatment has been requested for certain accounts of securities reported by this Institutional Investment Manager pursuant to Rule 24b-2 under the Securities Exchange Act of 1934, as amended, and this information has been filed separately with the Commission. This table may also include positions held by public companies controlled by Mr. Icahn. While Mr. Icahn may be deemed to have "investment discretion" over such positions pursuant to Section 13(f) of the Securities Exchange Act of 1934 and Rule 13f-1, Mr. Icahn expressly disclaims having such "investment discretion" over such positions for any other purposes.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- --------------- --------- --------- ------------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- --------------- --------- --------- ---------- --- ---- ---------- -------- ---- ---------- ---- ADVENTRX PHARMACEUTICALS INC COM NEW 00764X202 70 34,594 SH DEFINED 1 34,594 AMERICAN RAILCAR INDS INC COM 02916P103 181,326 11,564,145 SH DEFINED 10 11,564,145 BIOGEN IDEC INC COM 09062X103 180,429 3,215,051 SH DEFINED 1 3,215,051 DYNEGY INC DEL COM 26817G300 11,688 2,399,999 SH DEFINED 1 2,399,999 ENZON PHARMACEUTICALS INC COM 293904108 7,922 704,214 SH DEFINED 1 704,214 FEDERAL MOGUL CORP COM 313549404 1,422,825 75,241,924 SH DEFINED 7 75,241,924 GENZYME CORP COM 372917104 185,470 2,620,000 SH DEFINED 1 2,620,000 HAIN CELESTIAL GROUP INC COM 405217100 30,218 1,260,144 SH DEFINED 1 1,260,144 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 101,574 2,767,685 SH DEFINED 9 2,767,685 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 1,506,914 41,060,337 SH DEFINED 4 41,060,337 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 141,896 3,866,379 SH DEFINED 5 3,866,379 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 436,443 11,892,167 SH DEFINED 6 11,892,167 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 129,019 3,515,515 SH DEFINED 3 3,515,515 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 125,163 3,410,441 SH DEFINED 2 3,410,441 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 157,299 4,286,087 SH DEFINED 8 4,286,087 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 101,444 2,764,141 SH DEFINED 11 2,764,141 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 179,542 4,892,147 SH DEFINED 4,892,147 LAWSON SOFTWARE INC NEW COM 52078P102 27,865 3,289,886 SH DEFINED 1 3,289,886 LIONS GATE ENTMT CORP COM NEW 535919203 65,624 8,928,414 SH DEFINED 1 8,928,414 LIONS GATE ENTMT CORP NOTE 2.938%10/1 535919AF1 227 230,800 PRN DEFINED 1 230,800 LIONS GATE ENTMT CORP FRNT 3.625% 3/1 535919AG9 83 85,800 PRN DEFINED 1 85,800 MENTOR GRAPHICS CORP COM 587200106 34,078 3,224,057 SH DEFINED 1 3,224,057 MOTOROLA INC COM 620076109 427,229 50,085,430 SH DEFINED 1 50,085,430 MOTRICITY INC COM 620107102 12,010 1,000,000 SH DEFINED 1 1,000,000 MOTRICITY INC COM 620107102 41,297 3,438,553 SH DEFINED 3,438,553 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 24,956 2,461,124 SH DEFINED 1 2,461,124