13F-HR 1 frm13fhrcci93007.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report. Name: Carl C. Icahn, Individual Address: c/o Icahn Associates Corp. 767 Fifth Ave., 47th Floor New York, New York 10153 Form 13F File Number: 28-4333 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statement, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Edward E. Mattner, Attorney-in-Fact for Carl C. Icahn Title: Individual Phone: (212) 702-4300 Signature, Place, and Date of Signing: /s/ Edward E. Mattner --------------------- Edward E. Mattner New York, New York 11/14/07 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT: (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 9 Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: $8,327,697 (thousands) Confidential Treatment has been requested for certain accounts of securities reported by this Institutional Investment Manager, and this information has been filed separately with the Commission. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 01 28-4690 High River Limited Partnership 02 28-05849 Icahn Enterprises Holdings L.P. 03 28-2662 Barberry Corp. 04 28-4970 High Coast Limited Partnership 05 28-4460 Highcrest Investors Corp. 06 28-11469 Gascon Partners 07 28- CCI Offshore Corp. 08 28- CCI Onshore Corp. 09 28-11143 Icahn Management LP
Form 13F Information Table Name of Reporting Manager: Carl C. Icahn COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ------ ----- ----- -------- ------- --- ---- ---------- ------- ---- ------ ---- ADVENTRX COM 00764X103 2,225 864,865 SH Defined 1 864,865 PHARMACEUTICALS INC AMERICAN RAILCAR COM 02916P103 94,486 4,290,918 SH Defined 4,290,918 INDS INC AMERICAN RAILCAR COM 02916P103 40,054 1,818,976 SH Defined 1,818,976 INDS INC BEA SYS INC COM 073325102 54,232 3,909,997 SH Defined 1 3,909,997 BLOCKBUSTER INC CL A 093679108 7,512 1,398,820 SH Defined 1 1,398,820 BLOCKBUSTER INC CL A 093679108 4,822 898,000 SH Defined 3 898,000 BLOCKBUSTER INC CL B 093679207 3,746 772,320 SH Defined 1 772,320 BLOCKBUSTER INC CL B 093679207 1,653 340,906 SH Defined 3 340,906 CYBERONICS, INC COM 23251P102 7,000 502,152 SH Defined 1 502,152 ICAHN ENTERPRISES DEP UNIT 451100101 454,025 4,087,000 SH Defined 3 4,087,000 LP ICAHN ENTERPRISES DEP UNIT 451100101 3,978,115 35,809,836 SH Defined 4 35,809,836 LP ICAHN ENTERPRISES DEP UNIT 451100101 383,548 3,452,586 SH Defined 5 3,452,586 LP ICAHN ENTERPRISES DEP UNIT 451100101 1,321,101 11,892,167 SH Defined 6 11,892,167 LP ICAHN ENTERPRISES DEP UNIT 451100101 45,968 413,793 SH Defined 413,793 LP ICAHN ENTERPRISES DEP UNIT 451100101 411,780 3,706,723 SH Defined 7 3,706,723 LP ICAHN ENTERPRISES DEP UNIT 451100101 168,359 1,515,515 SH Defined 8 1,515,515 LP ICAHN ENTERPRISES DEP UNIT 451100101 378,866 3,410,441 SH Defined 9 3,410,441 LP IMCLONE SYS INC. COM 45245W109 256,520 6,205,134 SH Defined 1 6,205,134 IMCLONE SYS INC. COM 45245W109 188,660 4,563,610 SH Defined 2 4,563,610 IMCLONE SYS INC. COM 45245W109 37,239 900,800 SH Defined 3 900,800 LEAR CORP. COM 521865105 21,182 659,860 SH Defined 1 659,860 LEAR CORP. COM 521865105 55,826 1,739,131 SH Defined 1,739,131 LEAR CORP. COM 521865105 10,772 335,570 SH Defined 335,570 MOTOROLA INC. COM 620076109 280,111 15,116,600 SH Defined 1 15,116,600 TELIK INC. COM 87959M109 3,024 1,039,165 SH Defined 1 1,039,165 TEMPLE-INLAND COM 879868107 109,205 2,074,962 SH Defined 1 2,074,962 INC WCI CMNTYS INC. COM 92923C104 7,666 1,279,725 SH Defined 1 1,279,725 TOTAL: 8,327,697
CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR CERTAIN ACCOUNTS OF SECURITIES REPORTED BY THIS INSTITUTIONAL INVESTMENT MANAGER PURSUANT TO RULE 24B-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, AND THIS INFORMATION HAS BEEN FILED SEPARATELY WITH THE COMMISSION. * This table may also include positions held by public companies controlled by Mr. Icahn. While Mr. Icahn may be deemed to have "investment discretion" over such positions pursuant to Section 13(f) of the Securities Exchange Act of 1934 and Rule 13f-1, Mr. Icahn expressly disclaims having such "investment discretion" over such positions for any other purposes.