13F-HR 1 robotti13fhr_03312011.txt FORM 13F-HR - R. ROBOTTI 03/31/2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment[]; Amendment Number: This Amendment []is a restatement. []adds new holdings entries. Institutional Investment Managers Filing this Report: Name: Robert E. Robotti Address:6 East 43rd Street, 23rd Floor New York, NY 10017-4651 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert E. Robotti Title: President Phone: 212-986-4800 Form 13F File Number: 028-10843 Signature, Place, and Date of Signing: /s/ Robert E. Robotti New York, NY May 16, 2011 ---------------------- -------------- --------------- Report Type [ ]13F HOLDING REPORT [ ]13F NOTICE. [X]13F COMBINATION Report Summary: Number of Other Included Managers:2 Form 13F Information Table Entry Total: 209 Form 13F Information Table Value Total:$252,875 (thousands) List of Other Included Managers: Form 13F File Number Investment Manager -------------------- ------------------ 1) 028-14390 Robotti & Company Advisors, LLC 2) 028-11689 Mario Cibelli
NAME OF ISSUER TITLE CUSIP VALUE SHRS OR SH/ INVESTMENT OTHER VOTING OF CLASS (X$1000) PRN AMT PRN DISCRETION MANAGERS AUTHORITY ------------------------------------------------------------------------------------------------------------ TEXTAINER GROUP HLDGS LTD SHS G8766E109 11 300 SH SOLE N/A SOLE TEXTAINER GROUP HLDGS LTD SHS G8766E109 6 150 SH OTHER 1 SOLE NOBLE CORPORATION BAAR NAMEN - AKT H5833N103 18 400 SH OTHER 1 SOLE TRANSOCEAN LTD REG SHS H8817H100 2 26 SH SOLE N/A SOLE ASML HLDG N V NY REG SHS N07059186 107 2399 SH OTHER 1 SOLE VERIGY LTD SHS Y93691106 0 9 SH SOLE N/A SOLE AK STL HLDG CORP COM 001547108 28 1800 SH SOLE N/A SOLE AT&T INC COM 00206R102 0 11 SH SOLE N/A SOLE ATA INC SPONS ADR 00211V106 800 100000 SH OTHER 1 SOLE AGILENT TECHNOLOGIES COM 00846U101 3 76 SH SOLE N/A SOLE ALLSTATE CORP COM 020002101 70 2200 SH OTHER 1 SOLE AMERICAN INTL GROUP INC *W EXP 1/19/21 026874784 1 63 SH SOLE N/A SOLE AMERICAN INTL GROUP INC COM NEW 026874115 4 105 SH SOLE N/A SOLE AMREP CORP NEW COM 032159105 1292 132230 SH SOLE N/A SOLE AMREP CORP NEW COM 032159105 3562 364584 SH OTHER 1 SOLE APACHE CORP COM 037411105 102 778 SH OTHER 1 SOLE APPLE INC COM 037833100 279 800 SH SOLE N/A SOLE ATWOOD OCEANICS INC COM 050095108 6062 130556 SH SOLE N/A SOLE ATWOOD OCEANICS INC COM 050095108 11041 237802 SH OTHER 1 SOLE BPZ ENERGY INC COM 055639108 2268 427835 SH SOLE N/A SOLE BALDWIN & LYONS INC CL A 057755100 494 22406 SH SOLE N/A SOLE BALDWIN & LYONS INC CL A 057755100 6 250 SH OTHER 1 SOLE BALDWIN & LYONS INC CL B 057755209 44 1900 SH OTHER 1 SOLE BALDWIN TECHNOLOGY INC CL A 058264102 15 9050 SH SOLE N/A SOLE BERKSHIRE HATHAWAY INC DEL CL B 084670207 627 7500 SH SOLE N/A SOLE BERKSHIRE HATHAWAY INC DEL CL B 084670207 633 7575 SH OTHER 1 SOLE BIOCRYST PHARMACEUTICALS COM 09058V103 47 12500 SH SOLE N/A SOLE BIOLASE TECHNOLOGY INC COM 090911108 1 300 SH SOLE N/A SOLE BLOCK H & R INC COM 093671105 6 375 SH OTHER 1 SOLE BLUELINX HLDGS INC COM 09624H109 24 6500 SH SOLE N/A SOLE BOLT TECHNOLOGY CORP COM 097698104 203 15000 SH SOLE N/A SOLE BOULDER TOTAL RETURN FD INC COM 101541100 8 500 SH OTHER 1 SOLE BROWN & BROWN INC COM 115236101 76 2950 SH OTHER 1 SOLE BUILDERS FIRST SOURCE INC COM 12008R107 6316 2223949 SH SOLE N/A SOLE BUILDERS FIRST SOURCE INC COM 12008R107 8174 2878163 SH OTHER 1 SOLE CAL-MAINE FOODS INC COM NEW 128030202 1717 58535 SH SOLE N/A SOLE CAL-MAINE FOODS INC COM NEW 128030202 4984 168950 SH OTHER 1 SOLE CALIFORNIA WTR SVC GROUP COM 130788102 7 200 SH SOLE N/A SOLE CANADIAN NAT RES LTD COM 136385101 2742 55474 SH SOLE N/A SOLE CANADIAN NAT RES LTD COM 136385101 11658 235845 SH OTHER 1 SOLE CAVCO INDS INC DEL COM 149568107 1347 29832 SH SOLE N/A SOLE CAVCO INDS INC DEL COM 149568107 8028 177766 SH OTHER 1 SOLE CELGENE CORP COM 151020104 9 150 SH SOLE N/A SOLE CHEVRON CORP NEW COM 166764100 66 618 SH SOLE N/A SOLE CHEVRON CORP NEW COM 166764100 21 200 SH OTHER 1 SOLE CHUBB CORP COM 171232101 6 100 SH SOLE N/A SOLE CHUBB CORP COM 171232101 25 400 SH OTHER 1 SOLE CIMAREX ENERGY CO COM 171798101 24 210 SH SOLE N/A SOLE CITIGROUP INC COM 172967101 4 1000 SH OTHER 1 SOLE COAST DISTR SYS COM 190345108 1817 412949 SH SOLE N/A SOLE COAST DISTR SYS COM 190345108 57 12890 SH OTHER 1 SOLE COHEN & STEERS QUALITY RLTY COM 19247L106 0 4 SH SOLE N/A SOLE COINSTAR INC COM 19259P300 31 675 SH SOLE N/A SOLE COMCAST CORP NEW CL A 20030N101 1 36 SH SOLE N/A SOLE CGG VERITAS SPONS ADR 204386106 1342 37086 SH SOLE N/A SOLE CGG VERITAS SPONS ADR 204386106 1944 53704 SH OTHER 1 SOLE CONOCOPHILLIPS COM 20825C104 8 100 SH SOLE N/A SOLE CONOCOPHILLIPS COM 20825C104 41 508 SH OTHER 1 SOLE CORNING INC COM 219350105 5 250 SH SOLE N/A SOLE CURIS INC COM 231269101 3 1000 SH SOLE N/A SOLE CYCLE CTRY ACCESSORIES CORP COM 232984104 7 20000 SH SOLE N/A SOLE DEVON ENERGY CORP NEW COM 25179M103 67 735 SH OTHER 1 SOLE DIGITAL RIV INC COM 25388B104 4 100 SH SOLE N/A SOLE DIME CMNTY BANCSHARES COM 253922108 44 3000 SH SOLE N/A SOLE DORCHESTER MINERALS LP COM UNIT 25820R105 26 905 SH SOLE N/A SOLE DORCHESTER MINERALS LP COM UNIT 25820R105 52 1785 SH OTHER 1 SOLE DOVER MOTORSPORTS INC COM 260174107 1600 800000 SH SOLE N/A SOLE DREW INDS INC COM NEW 26128L205 134 5990 SH SOLE N/A SOLE DREW INDS INC COM NEW 26128L205 2240 100292 SH OTHER 1 SOLE E HOUSE CHINA HLDGS LTD ADR 26852W103 588 50000 SH OTHER 1 SOLE ENSCO PLC SPONS ADR 29358Q109 5 85 SH SOLE N/A SOLE FEDERATED INVS INC PA CL B 314211103 6 210 SH SOLE N/A SOLE FIRST NIAGARA FINL GP INC COM NEW 33582V108 10 708 SH SOLE N/A SOLE FORD MOTOR CO DEL COM PAR $0.01 345370860 3 174 SH SOLE N/A SOLE FOSTER L B CO COM 350060109 28 650 SH OTHER 1 SOLE FRONTIER COMMUNICATIONS CORP COM 35906A108 0 18 SH SOLE N/A SOLE GALLAGHER ARTHUR J & CO COM 363576109 9 300 SH SOLE N/A SOLE GENERAL ELECTRIC CO COM 369604103 72 3611 SH OTHER 1 SOLE GEOKINETICS INC COM PAR $0.01 372910300 562 66550 SH OTHER 1 SOLE GEORGIA GULF CORP COM PAR $0.01 373200302 496 13400 SH SOLE N/A SOLE GIBRALTAR INDS INC COM 374689107 3353 281089 SH SOLE N/A SOLE GIBRALTAR INDS INC COM 374689107 3986 334113 SH OTHER 1 SOLE GILEAD SCIENCES INC COM 375558103 4 100 SH SOLE N/A SOLE GLOBAL PWR EQPMNT GRP COM PAR $0.01 37941P306 1114 40500 SH SOLE N/A SOLE GLOBAL PWR EQPMNT GRP COM PAR $0.01 37941P306 611 22216 SH OTHER 1 SOLE GORDMANS STORES INC COM 403820103 246 13850 SH SOLE N/A SOLE GYRODYNE CO AMER INC COM 403820103 184 2500 SH SOLE N/A SOLE GYRODYNE CO AMER INC COM 403820103 59 800 SH OTHER 1 SOLE HKN INC COM 40420K103 5 1785 SH SOLE N/A SOLE HSBC HLDGS PLC SPONS ADR NEW 404280406 88 1701 SH OTHER 1 SOLE HALLADOR ENERGY COMPANY COM 40609P105 947 81597 SH SOLE N/A SOLE HANDY & HARMAN LTD COM 410315105 4 300 SH SOLE N/A SOLE HEALTHCARE SVCS GRP INC COM 421906108 10 574 SH SOLE N/A SOLE HEARUSA INC COM NEW 422360305 25 49850 SH SOLE N/A SOLE HELMERICH & PAYNE INC COM 423452101 103 1498 SH SOLE N/A SOLE HELMERICH & PAYNE INC COM 423452101 7386 107532 SH OTHER 1 SOLE HEWLETT PACKARD CO COM 428236103 16 400 SH SOLE N/A SOLE HYPERDYNAMICS CORP COM 448954107 14 3000 SH SOLE N/A SOLE INTERNATIONAL BUSINESS MACHS COM 459200101 33 200 SH SOLE N/A SOLE INTERNATIONAL BUSINESS MACHS COM 459200101 130 800 SH OTHER 1 SOLE ISHARES TR DJ SEL DIV INX 464287168 6 107 SH SOLE N/A SOLE ISHARES TR S&P SMLCAP 600 464287804 31 417 SH SOLE N/A SOLE JPMORGAN CHASE & CO COM 46625H100 13 277 SH SOLE N/A SOLE JEFFERIES GROUP INC NEW COM 472319102 143 5725 SH OTHER 1 SOLE JOHNSON & JOHNSON COM 478160104 24 400 SH SOLE N/A SOLE JOY GLOBAL INC COM 481165108 5 48 SH SOLE N/A SOLE LSB INDS INC COM 502160104 404 10190 SH SOLE N/A SOLE LSB INDS INC COM 502160104 4352 109800 SH OTHER 1 SOLE LENDER PROCESSING SVCS INC COM 52602E102 4319 134180 SH SOLE N/A SOLE LENDER PROCESSING SVCS INC COM 52602E102 5952 184915 SH OTHER 1 SOLE LEUCADIA NATL CORP COM 527288104 390 10389 SH SOLE N/A SOLE LEUCADIA NATL CORP COM 527288104 11319 301512 SH OTHER 1 SOLE LILLY ELI & CO COM 532457108 15 425 SH SOLE N/A SOLE LIMONEIRA CO COM 532746104 197 8310 SH SOLE N/A SOLE LINCOLN ELEC HLDGS INC COM 533900106 2886 38017 SH OTHER 1 SOLE LINDSAY CORP COM 535555106 24 300 SH OTHER 1 SOLE MANHATTAN BRIDGE CAPITAL INC COM 562803106 16 10000 SH SOLE N/A SOLE MARSH & MCLENNAN COS INC COM 571748102 19 650 SH OTHER 1 SOLE MATTEL INC COM 577081102 5 200 SH SOLE N/A SOLE MEDCO HEALTH SOLUTIONS INC COM 58405U102 54 964 SH OTHER 1 SOLE MERCK & CO INC COM 589331107 132 4000 SH OTHER 1 SOLE MICROVISION INC DEL COM 594960106 3 2000 SH SOLE N/A SOLE MOBILE MINI INC COM 60740F105 76 3160 SH SOLE N/A SOLE MOBILE MINI INC COM 60740F105 4728 196833 SH OTHER 1 SOLE MOTOROLA SOLUTIONS INC COM NEW 620076307 1 28 SH SOLE N/A SOLE MOTOROLA MOBILITY HLDGS INC COM 620097105 1 25 SH SOLE N/A SOLE NATIONAL WESTN LIFE INS CO CL A 638522102 26 161 SH SOLE N/A SOLE NATIONAL WESTN LIFE INS CO CL A 638522102 333 2051 SH OTHER 1 SOLE NEWMARKET CORP COM 651587107 7566 47818 SH SOLE N/A SOLE NEWMARKET CORP COM 651587107 3505 22151 SH OTHER 1 SOLE NEXEN INC COM 65334H102 98 3950 SH SOLE N/A SOLE NEXEN INC COM 65334H102 5317 213365 SH OTHER 1 SOLE NOBILITY HOMES INC COM 654892108 142 15200 SH SOLE N/A SOLE NOBILITY HOMES INC COM 654892108 420 45057 SH OTHER 1 SOLE OCCIDENTAL PETE CORP DEL COM 674599105 52 500 SH SOLE N/A SOLE OPEN TEXT CORP COM 683715106 0 8 SH SOLE N/A SOLE ORACLE CORP COM 68389X105 4 120 SH SOLE N/A SOLE PHI INC COM VTG 69336T106 275 12131 SH SOLE N/A SOLE PHI INC COM VTG 69336T106 137 6050 SH OTHER 1 SOLE PHI INC COM NON VTG 69336T205 108 4875 SH SOLE N/A SOLE PHI INC COM NON VTG 69336T205 57 2575 SH OTHER 1 SOLE PANHANDLE ROYALTY CL A 698477106 22663 716055 SH SOLE N/A SOLE PANHANDLE ROYALTY CL A 698477106 1738 54927 SH OTHER 1 SOLE PATRICK INDS INC COM 703343103 22 8025 SH SOLE N/A SOLE PATRICK INDS INC COM 703343103 60 21797 SH OTHER 1 SOLE PENGROWTH ENERGY TR TR UNIT NEW 706902509 34 2491 SH OTHER 1 SOLE PENN VA CORP COM 707882106 7 400 SH SOLE N/A SOLE PFIZER INC COM 717081103 25 1250 SH OTHER 1 SOLE PINNACLE WEST CAP CORP COM 723484101 4 100 SH SOLE N/A SOLE PIONEER NAT RES CO COM 723787107 15 150 SH SOLE N/A SOLE PIONEER NAT RES CO COM 723787107 127 1250 SH OTHER 1 SOLE PLAINS ALL AMERN PIPELINE UNIT LTD PRTN 726503105 64 1000 SH SOLE N/A SOLE POINT 360 COM 730698107 94 146673 SH SOLE N/A SOLE POTLATCH CORP NEW COM 737630103 17 425 SH SOLE N/A SOLE PRE-PAID LEGAL SVCS INC COM 740065107 8249 124982 SH SOLE N/A SOLE PRE-PAID LEGAL SVCS INC COM 740065107 7400 112116 SH OTHER 1 SOLE PRECISION DRILLING CORP COM 2010 74022D308 30 2250 SH SOLE N/A SOLE PREFORMED LINE PRODS CO COM 740444104 4 60 SH SOLE N/A SOLE PRESTIGE BRANDS HLDGS COM 74112D101 247 21475 SH SOLE N/A SOLE PRESTIGE BRANDS HLDGS COM 74112D101 3090 268715 SH OTHER 1 SOLE PRICESMART INC COM 741511109 15464 422040 SH SOLE N/A SOLE PRICESMART INC COM 741511109 7687 209785 SH SOLE 1 SOLE RTI INTL METALS INC COM 74973W107 131 4199 SH SOLE N/A SOLE RTI INTL METALS INC COM 74973W107 126 4051 SH OTHER 1 SOLE RED HAT INC COM 756577102 23 500 SH SOLE N/A SOLE ROWAN COS INC COM 779382100 15 350 SH OTHER 1 SOLE SANGAMO BIOSCIENCE INC COM 800677106 2 200 SH SOLE N/A SOLE SCHLUMBERGER LTD COM 806857108 37 400 SH SOLE N/A SOLE SCHOOL SPECIALTY INC COM 807863105 231 16175 SH SOLE N/A SOLE SCHOOL SPECIALTY INC COM 807863105 5013 351535 SH OTHER 1 SOLE SEACOR HOLDINGS INC COM 811904101 18 200 SH SOLE N/A SOLE SEACOR HOLDINGS INC COM 811904101 6185 66892 SH OTHER 1 SOLE SENECA FOODS CORP NEW CL B 817070105 89 3000 SH SOLE N/A SOLE SENECA FOODS CORP NEW CL A 817070501 2107 70532 SH SOLE N/A SOLE SENECA FOODS CORP NEW CL A 817070501 2396 80226 SH OTHER 1 SOLE SIRIUS XM RADIO INC COM 82966U103 1 650 SH SOLE N/A SOLE SKECHERS U S A INC CL A 830566105 273 13315 SH SOLE N/A SOLE SKECHERS U S A INC CL A 830566105 5333 259620 SH OTHER 1 SOLE SKYLINE CORP COM 830830105 5 250 SH SOLE N/A SOLE SKYLINE CORP COM 830830105 2809 140095 SH OTHER 1 SOLE SPARTAN MTRS INC COM 846819100 104 15110 SH OTHER 1 SOLE SPECTRA ENERGY CORP COM 847560109 27 1000 SH OTHER 1 SOLE STAMPS COM INC COM NEW 852857200 25 1850 SH SOLE N/A SOLE STERLING FINL CORP WASH COM NEW 859219105 1 38 SH OTHER 1 SOLE SUNCOR ENERGY INC NEW COM 867224107 37 832 SH SOLE N/A SOLE SUNCOR ENERGY INC NEW COM 867224107 2671 59578 SH OTHER 1 SOLE SYNTROLEUM CORP COM 871630109 11 5000 SH SOLE N/A SOLE TGC INDS INC COM NEW 872417308 73 9440 SH OTHER 1 SOLE TAL INTL GROUP INC COM 874083108 25 690 SH SOLE N/A SOLE TAL INTL GROUP INC COM 874083108 287 7900 SH OTHER 1 SOLE TALISMAN ENERGY INC COM 87425E103 1 27 SH SOLE N/A SOLE TALISMAN ENERGY INC COM 87425E103 1226 49630 SH OTHER 1 SOLE TERRA NOVA RTY CORP COM 88102D103 9 1000 SH SOLE N/A SOLE TESORO CORP COM 881609101 11 400 SH OTHER 1 SOLE TRANSCANADA CORP COM 89353D107 2 50 SH SOLE N/A SOLE TRINITY INC COM 896522109 99 2705 SH SOLE N/A SOLE U M H PROPERTIES INC COM 903002103 15 1475 SH SOLE N/A SOLE U M H PROPERTIES INC COM 903002103 630 63334 SH OTHER 1 SOLE UNITRIN INC COM 913275103 8 268 SH SOLE N/A SOLE UNITRIN INC COM 913275103 48 1550 SH OTHER 1 SOLE UNIVERSAL FST PRODS INC COM 913543104 9 250 SH OTHER 1 SOLE VERIZON COMMUNICATIONS COM 92343V104 18 467 SH SOLE N/A SOLE VIRGINIA COMM BANCORP INC COM 92778Q109 3 565 SH SOLE N/A SOLE WASTE MGMT INC DEL COM 94106L109 12 322 SH SOLE N/A SOLE WEBSTER FINL CORP CONN COM 947890109 1 24 SH SOLE N/A SOLE WEBSTER FINL CORP CONN COM 947890109 16 752 SH OTHER 1 SOLE WESTERN UNION CO COM 959802109 16 765 SH SOLE N/A SOLE XCEL ENERGY INC COM 98389B100 2 73 SH SOLE N/A SOLE XEROX CORP COM 984121103 0 20 SH SOLE N/A SOLE