13F-HR 1 t306465.txt NWQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment []; Amendment Number: This Amendment (Check only one.): [] is a restatement. [] adds new holding's entries Institutional Investment Manager Filing this Report: Name: NWQ INVESTMENT MANAGEMENT CO, LLC Address: 2049 Century Park East 16th Floor Los Angeles, CA 90067 13F File Number: 028-01474 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jon D. Bosse Title: Chief Investment Officer Phone: 310-712-4000 Signature, Place, and Date of Signing: Jon D. Bosse, Los Angeles, CA 8/15/2011 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: "Nuveen Investments, Inc." I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 135 Form 13F Information Table Value Total: $19,402,400,046 List of Other Included Managers: No. 13F File Number Name 1 - 028-11405 --Nuveen Investments, Inc.
TITLE OF SH NAME OF ISSUER CLASS CUSIP NO 13FValue Shares PRN INVT OTHER SOLE SHARED NONE -------------------------------------------------------------- Albany International Corp COM 012348108 23,950,326.75 898,025 SH DEFINED 1 655,125 0 242,900 ----------------------------------------------------- Allied World Assurance Co Holdings AG COM H01531104 29,915,548.74 520,542 SH DEFINED 1 446,892 0 73,650 ----------------------------------------------------- Alpha Natural Resources Inc COM 02076X102 14,632,137.46 319,061 SH DEFINED 1 11,200 0 307,861 ----------------------------------------------------- Amgen Inc COM 031162100 723,126,452.29 12,448,381 SH DEFINED 1 9,759,525 0 2,688,856 ----------------------------------------------------- AngloGold Ashanti Ltd ADR 035128206 651,099,743.97 15,799,557 SH DEFINED 1 11,767,878 0 4,031,679 ----------------------------------------------------- AON Corp COM 037389103 509,083,794.00 9,865,965 SH DEFINED 1 7,879,915 0 1,986,050 ----------------------------------------------------- Apache Corp COM 037411105 843,356,058.12 6,846,534 SH DEFINED 1 5,187,837 0 1,658,697 ----------------------------------------------------- Arrow Electronics Inc COM 042735100 22,857,274.63 547,872 SH DEFINED 1 535,272 0 12,600 ----------------------------------------------------- Ashford Hospitality Trust Inc PUBLIC 044103505 2,593,663.60 103,000 SH DEFINED 1 103,000 0 . ----------------------------------------------------- Aspen Insurance Holdings Ltd COM G05384105 16,175,385.10 626,710 SH DEFINED 1 456,060 0 170,650 ----------------------------------------------------- Aurizon Mines Ltd COM 05155P106 28,657,047.96 5,336,508 SH DEFINED 1 4,824,112 0 512,396 ----------------------------------------------------- Avnet Inc COM 053807103 19,251,332.19 592,531 SH DEFINED 1 573,431 0 19,100 ----------------------------------------------------- Baker Hughes Inc COM 057224107 7,493,250.00 103,000 SH DEFINED 1 3,500 0 99,500 ----------------------------------------------------- Barclays Bank PLC PUBLIC 06739H362 594,888.90 22,585 SH DEFINED 1 22,585 0 . ----------------------------------------------------- Barrick Gold Corp COM 067901108 412,538,479.65 9,260,123 SH DEFINED 1 7,696,507 0 1,563,616 ----------------------------------------------------- Belden Inc COM 077454106 18,610,236.90 518,391 SH DEFINED 1 447,541 0 70,850 ----------------------------------------------------- Bob Evans Farms Inc/DE COM 096761101 57,721,745.09 1,611,889 SH DEFINED 1 1,383,243 0 228,646 ----------------------------------------------------- Brocade Communications Systems Inc COM 111621306 39,499,726.50 6,076,881 SH DEFINED 1 5,218,381 0 858,500 ----------------------------------------------------- Buckeye Technologies Inc COM 118255108 5,615,101.50 202,346 SH DEFINED 1 148,346 0 54,000 ----------------------------------------------------- CA Inc COM 12673P105 990,960,973.00 43,197,950 SH DEFINED 1 32,799,975 0 10,397,975 ----------------------------------------------------- Canadian Natural Resources Ltd COM 136385101 433,025,863.92 10,280,766 SH DEFINED 1 6,746,808 0 3,533,958 ----------------------------------------------------- Carrizo Oil & Gas Inc COM 144577103 36,258,580.56 874,122 SH DEFINED 1 412,250 0 461,872 ----------------------------------------------------- Casey's General Stores Inc COM 147528103 16,401,015.62 372,581 SH DEFINED 1 317,281 0 55,300 ----------------------------------------------------- CIRCOR International Inc COM 17273K109 33,803,856.46 779,969 SH DEFINED 1 661,119 0 118,850 ----------------------------------------------------- Cisco Systems Inc COM 17275R102 229,898,539.52 14,484,535 SH DEFINED 1 11,361,242 0 3,123,293 ----------------------------------------------------- Citigroup Inc Convertible 172967416 1,377.38 11,329 PRNDEFINED 1 11,329 0 . ----------------------------------------------------- Citigroup Inc Convertible 172967598 752.64 15,360 PRNDEFINED 1 15,360 0 . ----------------------------------------------------- Citigroup Inc COM 172967424 589,260,570.75 13,783,873 SH DEFINED 1 10,183,832 0 3,600,041 ----------------------------------------------------- Clearwater Paper Corp COM 18538R103 6,478,056.72 92,044 SH DEFINED 1 88,444 0 3,600 ----------------------------------------------------- Coherent Inc COM 192479103 33,943,694.40 609,840 SH DEFINED 1 530,290 0 79,550 ----------------------------------------------------- CommonWealth REIT PUBLIC 203233606 1,739,500.00 70,000 SH DEFINED 1 70,000 0 . ----------------------------------------------------- ConocoPhillips COM 20825C104 5,304,753.76 70,170 SH DEFINED 1 63,520 0 6,650 ----------------------------------------------------- Convergys Corp COM 212485106 49,361,704.91 3,579,529 SH DEFINED 1 3,252,537 0 326,992 ----------------------------------------------------- CVS Caremark Corp COM 126650100 328,791,210.00 8,663,800 SH DEFINED 1 6,828,722 0 1,835,078 ----------------------------------------------------- Denbury Resources Inc COM 247916208 88,649,122.14 4,436,893 SH DEFINED 1 2,964,195 0 1,472,698 ----------------------------------------------------- Elizabeth Arden Inc COM 28660G106 54,189,920.04 1,833,528 SH DEFINED 1 1,577,879 0 255,649 ----------------------------------------------------- Entegris Inc COM 29362U104 19,383,474.45 1,847,805 SH DEFINED 1 1,337,605 0 510,200 ----------------------------------------------------- Exxon Mobil Corp COM 30231G102 4,410,588.35 54,005 SH DEFINED 1 54,005 0 . ----------------------------------------------------- FBR & Co COM 30247C301 17,481,822.48 5,111,644 SH DEFINED 1 4,932,528 0 179,116 ----------------------------------------------------- Forestar Group Inc COM 346233109 49,259,220.36 2,981,793 SH DEFINED 1 2,562,322 0 419,471 ----------------------------------------------------- Frontier Communications Corp COM 35906A108 6,138,898.78 754,628 SH DEFINED 1 754,628 0 . ----------------------------------------------------- General Electric Co COM 369604103 2,749,796.03 143,555 SH DEFINED 1 143,555 0 . ----------------------------------------------------- General Motors Co COM 37045V100 304,689,762.08 9,999,664 SH DEFINED 1 7,472,983 0 2,526,681 ----------------------------------------------------- General Motors Co Preferred-C 37045V209 550,762.00 11,300 SH DEFINED 1 11,300 0 . ----------------------------------------------------- Genworth Financial Inc COM 37247D106 429,131,205.14 41,183,417 SH DEFINED 1 31,261,670 0 9,921,747 ----------------------------------------------------- GlaxoSmithKline PLC ADR 37733W105 6,034,708.78 140,702 SH DEFINED 1 140,702 0 . ----------------------------------------------------- Globe Specialty Metals Inc COM 37954N206 12,831,923.28 547,437 SH DEFINED 1 469,487 0 77,950 ----------------------------------------------------- Goldman Sachs Group Inc/The COM 38141G104 351,874,482.33 2,595,806 SH DEFINED 1 2,003,868 0 591,938 ----------------------------------------------------- Golfsmith International Holdings Inc COM 38168Y103 3,434,423.61 920,757 SH DEFINED 1 694,193 0 226,564 ----------------------------------------------------- GrafTech International Ltd COM 384313102 19,978,723.74 960,054 SH DEFINED 1 924,404 0 35,650 ----------------------------------------------------- Griffon Corp COM 398433102 39,497,307.00 3,872,285 SH DEFINED 1 3,322,385 0 549,900 ----------------------------------------------------- Guess? Inc COM 401617105 14,442,740.00 341,840 SH DEFINED 1 329,340 0 12,500 ----------------------------------------------------- Halliburton Co COM 406216101 210,061,448.96 4,115,624 SH DEFINED 1 3,044,557 0 1,071,067 ----------------------------------------------------- Harsco Corp COM 415864107 1,718,894.50 51,504 SH DEFINED 1 49,304 0 2,200 ----------------------------------------------------- Hartford Financial Services Group Inc COM 416515104 435,774,115.16 16,223,906 SH DEFINED 1 12,446,469 0 3,777,437 ----------------------------------------------------- Hess Corp COM 42809H107 312,436,090.54 4,153,741 SH DEFINED 1 3,160,142 0 993,599 ----------------------------------------------------- Hewlett-Packard Co COM 428236103 4,069,307.01 110,100 SH DEFINED 1 110,100 0 . ----------------------------------------------------- Hooker Furniture Corp COM 439038100 7,743,606.86 891,094 SH DEFINED 1 649,307 0 241,787 ----------------------------------------------------- Hormel Foods Corp COM 440452100 20,520,752.28 688,154 SH DEFINED 1 663,554 0 24,600 ----------------------------------------------------- HSBC Holdings PLC PUBLIC 404280604 395,929.62 16,200 SH DEFINED 1 16,200 0 . ----------------------------------------------------- Ingersoll-Rand PLC COM G47791101 334,548,093.60 7,157,640 SH DEFINED 1 5,632,306 0 1,525,334 ----------------------------------------------------- Interpublic Group of Cos Inc/The COM 460690100 75,490,755.90 6,000,855 SH DEFINED 1 5,851,152 0 149,703 ----------------------------------------------------- Intrepid Potash Inc COM 46121Y102 5,748,622.95 176,609 SH DEFINED 1 168,809 0 7,800 ----------------------------------------------------- iShares iBoxx Investment Grade Corporate Bond Fun ETP 464287242 43,603,776.82 397,627 SH DEFINED 1 354,881 0 42,746 ----------------------------------------------------- iShares Russell 1000 Value Index Fund ETP 464287598 374,797.60 5,435 SH DEFINED 1 5,435 0 . ----------------------------------------------------- JPMorgan Chase & Co COM 46625H100 328,461,368.05 7,943,443 SH DEFINED 1 6,332,004 0 1,611,439 ----------------------------------------------------- Lincoln National Corp COM 534187109 231,953,738.43 7,999,922 SH DEFINED 1 6,164,520 0 1,835,402 ----------------------------------------------------- Lockheed Martin Corp COM 539830109 230,814,632.07 2,829,651 SH DEFINED 1 2,390,830 0 438,821 ----------------------------------------------------- Loews Corp COM 540424108 438,854,427.21 10,398,162 SH DEFINED 1 8,311,047 0 2,087,115 ----------------------------------------------------- Marten Transport Ltd COM 573075108 16,138,872.63 740,825 SH DEFINED 1 541,275 0 199,550 ----------------------------------------------------- Mattson Technology Inc COM 577223100 7,982,574.12 4,267,387 SH DEFINED 1 4,001,180 0 266,207 ----------------------------------------------------- Merck & Co Inc COM 58933Y105 266,206,122.00 7,498,764 SH DEFINED 1 6,085,582 0 1,413,182 ----------------------------------------------------- MetLife Inc COM 59156R108 557,750,317.50 12,533,715 SH DEFINED 1 9,662,012 0 2,871,703 ----------------------------------------------------- Microsoft Corp COM 594918104 257,251,550.60 9,871,510 SH DEFINED 1 7,760,131 0 2,111,379 ----------------------------------------------------- Middleby Corp COM 596278101 13,903,067.40 145,020 SH DEFINED 1 124,895 0 20,125 ----------------------------------------------------- MKS Instruments Inc COM 55306N104 41,641,293.76 1,551,464 SH DEFINED 1 1,418,065 0 133,399 ----------------------------------------------------- Motorola Mobility Holdings Inc COM 620097105 421,777,817.53 18,398,481 SH DEFINED 1 14,290,670 0 4,107,811 ----------------------------------------------------- Motorola Solutions Inc COM 620076307 555,781,258.86 11,996,142 SH DEFINED 1 9,254,874 0 2,741,268 ----------------------------------------------------- National CineMedia Inc COM 635309107 4,055,624.50 241,550 SH DEFINED 1 241,550 0 . ----------------------------------------------------- National Oilwell Varco Inc COM 637071101 3,413,772.00 43,800 SH DEFINED 1 1,700 0 42,100 ----------------------------------------------------- Newmont Mining Corp COM 651639106 47,915,963.20 900,676 SH DEFINED 1 897,376 0 3,300 ----------------------------------------------------- Nielsen Holdings NV COM N63218106 2,378,550.00 78,500 SH DEFINED 1 78,500 0 . ----------------------------------------------------- Noble Energy Inc COM 655044105 361,643,821.40 4,024,749 SH DEFINED 1 3,204,275 0 820,474 ----------------------------------------------------- Northgate Minerals Corp COM 666416102 59,572,188.00 22,912,380 SH DEFINED 1 20,907,386 0 2,004,994 ----------------------------------------------------- Northwest Bancshares Inc COM 667340103 19,794,176.05 1,564,757 SH DEFINED 1 1,337,607 0 227,150 ----------------------------------------------------- NRG Energy Inc COM 629377508 215,128,068.90 8,741,490 SH DEFINED 1 6,881,865 0 1,859,625 ----------------------------------------------------- Nucor Corp COM 670346105 46,706,624.25 1,126,275 SH DEFINED 1 700,525 0 425,750 ----------------------------------------------------- Occidental Petroleum Corp COM 674599105 298,868,307.15 2,872,905 SH DEFINED 1 2,030,880 0 842,025 ----------------------------------------------------- Orbital Sciences Corp COM 685564106 23,706,117.68 1,387,946 SH DEFINED 1 1,187,396 0 200,550 ----------------------------------------------------- Orion Marine Group Inc COM 68628V308 10,916,451.15 1,140,695 SH DEFINED 1 838,945 0 301,750 ----------------------------------------------------- Packaging Corp of America COM 695156109 11,090,476.80 385,086 SH DEFINED 1 336,886 0 48,200 ----------------------------------------------------- PacWest Bancorp COM 695263103 7,999,261.00 384,950 SH DEFINED 1 274,900 0 110,050 ----------------------------------------------------- PartnerRe Ltd COM G6852T105 14,424,259.28 209,899 SH DEFINED 1 200,899 0 9,000 ----------------------------------------------------- People's United Financial Inc COM 712704105 14,553,929.78 1,080,069 SH DEFINED 1 1,030,669 0 49,400 ----------------------------------------------------- Petrohawk Energy Corp COM 716495106 58,451,140.29 2,350,267 SH DEFINED 1 1,570,369 0 779,898 ----------------------------------------------------- Pfizer Inc COM 717081103 882,023,152.14 42,806,268 SH DEFINED 1 33,330,200 0 9,476,068 ----------------------------------------------------- Philip Morris International Inc COM 718172109 218,599,330.60 3,276,860 SH DEFINED 1 2,771,084 0 505,776 ----------------------------------------------------- Pitney Bowes Inc COM 724479100 225,610,182.56 9,737,168 SH DEFINED 1 7,822,234 0 1,914,934 ----------------------------------------------------- PMC - Sierra Inc COM 69344F106 76,906,479.82 9,960,560 SH DEFINED 1 9,577,538 0 383,022 ----------------------------------------------------- PrivateBancorp Inc COM 742962103 41,352,038.16 2,992,188 SH DEFINED 1 2,705,359 0 286,829 ----------------------------------------------------- Raytheon Co COM 755111507 193,873,704.96 3,883,688 SH DEFINED 1 3,263,373 0 620,315 ----------------------------------------------------- Redwood Trust Inc REIT 758075402 39,794,550.84 2,611,191 SH DEFINED 1 2,515,090 0 96,101 ----------------------------------------------------- Reinsurance Group of America Inc COM 759351604 64,620,737.40 1,045,643 SH DEFINED 1 1,005,211 0 40,432 ----------------------------------------------------- Royal Gold Inc COM 780287108 21,922,568.64 379,152 SH DEFINED 1 335,452 0 43,700 ----------------------------------------------------- Salix Pharmaceuticals Ltd COM 795435106 17,586,003.96 443,084 SH DEFINED 1 426,719 0 16,365 ----------------------------------------------------- Sanofi ADR 80105N105 672,972,812.13 16,706,871 SH DEFINED 1 12,694,857 0 4,012,014 ----------------------------------------------------- Schawk Inc COM 806373106 8,116,956.12 489,268 SH DEFINED 1 470,968 0 18,300 ----------------------------------------------------- SM Energy Co COM 78454L100 60,151,167.68 817,549 SH DEFINED 1 489,140 0 328,409 ----------------------------------------------------- Smart Balance Inc COM 83169Y108 12,898,343.70 2,485,230 SH DEFINED 1 1,818,280 0 666,950 ----------------------------------------------------- Standard Microsystems Corp COM 853626109 27,268,802.75 1,001,425 SH DEFINED 1 729,775 0 271,650 ----------------------------------------------------- Suncor Energy Inc COM 867224107 14,815,916.08 376,612 SH DEFINED 1 156,283 0 220,329 ----------------------------------------------------- Symetra Financial Corp COM 87151Q106 4,565,921.92 336,224 SH DEFINED 1 336,224 0 . ----------------------------------------------------- Talisman Energy Inc COM 87425E103 309,018,193.47 14,979,069 SH DEFINED 1 11,209,278 0 3,769,791 ----------------------------------------------------- Temple-Inland Inc COM 879868107 24,623,010.00 820,767 SH DEFINED 1 703,967 0 116,800 ----------------------------------------------------- Teradyne Inc COM 880770102 20,960,313.99 1,405,789 SH DEFINED 1 1,370,639 0 35,150 ----------------------------------------------------- Teva Pharmaceutical Industries Ltd ADR 881624209 254,511,970.15 5,212,205 SH DEFINED 1 4,072,969 0 1,139,236 ----------------------------------------------------- Texas Capital Bancshares Inc COM 88224Q107 28,905,537.44 1,100,744 SH DEFINED 1 937,974 0 162,770 ----------------------------------------------------- Thompson Creek Metals Co Inc COM 884768102 31,863,396.84 3,148,557 SH DEFINED 1 2,703,757 0 444,800 ----------------------------------------------------- Tidewater Inc COM 886423102 10,507,632.00 195,600 SH DEFINED 1 11,600 0 184,000 ----------------------------------------------------- Time Warner Inc COM 887317303 319,665,849.60 8,686,572 SH DEFINED 1 6,554,544 0 2,132,028 ----------------------------------------------------- Timken Co COM 887389104 7,066,097.50 136,675 SH DEFINED 1 131,525 0 5,150 ----------------------------------------------------- Total SA ADR 89151E109 7,153,332.75 123,525 SH DEFINED 1 123,525 0 . ----------------------------------------------------- TreeHouse Foods Inc COM 89469A104 29,029,889.52 530,808 SH DEFINED 1 453,808 0 77,000 ----------------------------------------------------- Trinity Industries Inc COM 896522109 30,434,817.15 856,113 SH DEFINED 1 821,765 0 34,348 ----------------------------------------------------- True Religion Apparel Inc COM 89784N104 7,427,142.75 252,195 SH DEFINED 1 185,695 0 66,500 ----------------------------------------------------- Union Pacific Corp COM 907818108 285,075,427.00 2,690,660 SH DEFINED 1 2,116,391 0 574,269 ----------------------------------------------------- Unum Group COM 91529Y106 470,545,560.00 18,238,200 SH DEFINED 1 14,593,747 0 3,644,453 ----------------------------------------------------- Viacom Inc COM 92553P201 861,289,656.00 16,691,660 SH DEFINED 1 12,938,739 0 3,752,921 ----------------------------------------------------- Vodafone Group PLC ADR 92857W209 6,896,749.44 259,980 SH DEFINED 1 259,980 0 . ----------------------------------------------------- Warren Resources Inc COM 93564A100 1,422,225.00 367,500 SH DEFINED 1 223,200 0 144,300 ----------------------------------------------------- Waste Management Inc COM 94106L109 26,372,132.00 701,200 SH DEFINED 1 701,200 0 . ----------------------------------------------------- Wells Fargo & Co COM 949746101 414,813,630.65 14,526,830 SH DEFINED 1 11,434,680 0 3,092,150 ----------------------------------------------------- WESCO International Inc COM 95082P105 9,147,844.72 165,842 SH DEFINED 1 159,142 0 6,700 ----------------------------------------------------- Western Alliance Bancorp COM 957638109 24,389,454.54 3,359,429 SH DEFINED 1 2,859,229 0 500,200 ----------------------------------------------------- Willis Group Holdings PLC COM G96666105 9,848,026.74 240,313 SH DEFINED 1 231,213 0 9,100 ------------------------------------------