13F-HR/A 1 d1220439_13fhr-a.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2011 Check here if Amendment: |X|; Amendment Number: 1 This Amendment (Check only one): |X| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Pennant Capital Management, LLC Address: 26 Main Street Chatham, New Jersey 07928 13F File Number: 028-10370 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alan Fournier Title: Managing Member Phone: (973) 701-1100 Signature, Place and Date of Signing: /s/ Alan Fournier Chatham, New Jersey August 16, 2011 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 44 Form 13F Information Table Value Total: 4,666,274 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 028-13560 Pennant Master Fund, L.P. 2. 028-13561 Pennant Windward Master Fund, L.P. 3. 028-13288 Broadway Gate Master Fund, Ltd. 4. 028-10746 Pennant General Partner, LLC FORM 13F INFORMATION TABLE Pennant Capital Management, LLC June 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE -------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- ABERCROMBIE & FITCH CO CL A 002896207 199,274 2,977,800 SH DEFINED 1,2,4 2,977,800 ADOBE SYS INC COM 00724F101 177,298 5,637,454 SH DEFINED 1,2,3,4 5,637,454 AEROFLEX HLDG CORP COM 007767106 13,815 761,171 SH DEFINED 1,4 761,171 AMGEN INC NOTE 3/0 031162100 20,131 345,000 SH DEFINED 1,2,4 345,000 APPLE INC COM 037833100 106,407 317,000 SH DEFINED 1,2,4 317,000 AVIAT NETWORKS INC COM 05366Y102 2,268 575,687 SH DEFINED 1,4 575,687 BABCOCK & WILCOX CO NEW COM 05615F102 28,711 1,036,139 SH DEFINED 1,2,4 1,036,139 BROADCOM CORP CL A 111320107 12,110 360,000 SH DEFINED 1,2,4 360,000 CF INDS HLDGS INC COM 125269100 88,456 624,382 SH DEFINED 1,2,4 624,382 CITIGROUP INC COM 172967101 103,517 2,486,000 SH DEFINED 1,2,3,4 2,486,000 COCA COLA ENTERPRISES INC NE COM 19122T109 140,275 4,807,239 SH DEFINED 1,2,3,4 4,807,239 DAVITA INC COM 23918K108 271,179 3,131,038 SH DEFINED 1,2,3,4 3,131,038 DOLLAR GEN CORP NEW COM 256677105 113,975 3,363,100 SH DEFINED ,2,3,4 3,363,100 EXPEDIA INC DEL COM 30212P105 160,784 5,546,200 SH DEFINED 1,2,3,4 5,546,200 FIDELITY NATL INFORMATION SV COM 31620M106 226,009 7,340,348 SH DEFINED 1,2,3,4 7,340,348 FLUOR CORP NEW COM 343412102 19,398 300,000 SH DEFINED 1,2,4 300,000 FOSTER WHEELER AG COM H27178104 13,975 460,000 SH DEFINED 1,2,4 460,000 GENERAL MTRS CO COM 37045V100 147,492 4,858,100 SH DEFINED 1,2,4 4,858,100 HOLOGIC INC COM 436440101 77,154 3,825,174 SH DEFINED 1,2,4 3,825,174 KRONOS WORLDWIDE INC COM 50105F105 7,737 246,000 SH DEFINED 1,4 246,000 MIDDLEBY CORP COM 596278101 40,531 431,000 SH DEFINED ,3,4 431,000 NVR INC COM 62944T105 128,052 176,506 SH DEFINED 1,2,3,4 176,506 OLD REP INTL CORP NOTE 8.000% 5/1 680223104 58,877 5,010,776 SH DEFINED 1,2,4 5,010,776 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 28,993 945,000 SH DEFINED 1,2,4 945,000 PFIZER INC COM 717081103 102,657 4,983,329 SH DEFINED 1,2,4 4,983,329 PHH CORP COM NEW 693320202 113,078 5,510,629 SH DEFINED 1,2,3,4 5,510,629 PHH CORP Note 4.000% 4/1 693320AH6 26,390 23,900,000 SH DEFINED 1,2,4 23,900,000 QUALCOMM INC COM 747525103 252,392 4,444,295 SH DEFINED 1,2,3,4 4,444,295 QUEST DIAGNOSTICS INC COM 74834L100 29,550 500,000 SH DEFINED 1,2,4 500,000 RANGE RES CORP COM 75281A109 97,680 1,760,000 SH DEFINED 1,2,4 1,760,000 ROCKWELL COLLINS INC COM 774341101 143,058 2,318,978 SH DEFINED 1,2,4 2,318,978 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 264,468 7,024,393 SH DEFINED 1,2,3,4 7,024,393 SYMETRA FINL CORP COM 87151Q106 10,370 772,135 SH DEFINED 1,4 772,135 TEREX CORP NEW COM 880779103 136,995 4,815,300 SH DEFINED 1,2,3,4 4,815,300 TRANSDIGM GROUP INC COM 893641100 290,889 3,189,922 SH DEFINED 1,2,3,4 3,189,922 UNION PAC CORP COM 907818108 141,069 1,351,234 SH DEFINED 1,2,3,4 1,351,234 UNITEDHEALTH GROUP INC COM 91324P102 167,708 3,251,419 SH DEFINED 1,2,3,4 3,251,419 UNIVERSAL STAINLESS & ALLOY COM 913837100 25,176 538,400 SH DEFINED 1,3,4 538,400 VALERO ENERGY CORP NEW COM 91913Y100 25,570 1,000,000 SH DEFINED 1,2,4 1,000,000 WALTER ENERGY INC COM 93317Q105 120,519 1,040,752 SH DEFINED 1,2,3,4 1,040,752 WELLPOINT INC COM 94973V107 226,934 2,880,976 SH DEFINED 1,2,3,4 2,880,976 WELLS FARGO & CO NEW COM 949746101 107,470 3,830,000 SH DEFINED 1,2,3,4 3,830,000 WESCO INTL INC COM 95082P105 90,168 1,667,000 SH DEFINED 1,2,3,4 1,667,000 WILLIS GROUP HOLDINGS PUBLIC COM G96666105 107,714 2,620,130 SH DEFINED 1,2,3,4 2,620,130
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