13F-HR 1 hotchkiswiley1q2013.txt HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hotchkis and Wiley Capital Management, LLC Address: 725 South Figueroa Street 39th Floor Los Angeles, CA 90017-5439 13F File Number: 028-10068 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tina H. Kodama Title: Chief Compliance Officer Phone: 213-430-1897 Signature, Place, and Date of Signing: /s/ Tina H. Kodama Los Angeles, CA May 15, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 172 Form 13F Information Table Value Total: $19,565,617 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AETNA INC NEW COM 00817Y108 157490 3080800 SH SOLE 2330600 0 750200 AIR T INC COM 009207101 416 42900 SH SOLE 42900 0 0 ALLIANT TECHSYSTEMS INC COM 018804104 70159 968639 SH SOLE 837139 0 131500 ALLSTATE CORP COM 020002101 373558 7612763 SH SOLE 5092163 0 2520600 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 1547 101800 SH SOLE 101800 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 674347 17371134 SH SOLE 11336434 0 6034700 ARGO GROUP INTL HLDGS LTD COM G0464B107 25118 607000 SH SOLE 444200 0 162800 ARRIS GROUP INC COM 04269Q100 126078 7342926 SH SOLE 6584526 0 758400 ARVINMERITOR INC FRNT 4.000% 2/1 043353AH4 8226 10275000 PRN SOLE 10275000 0 0 ASSOCIATED BANC CORP COM 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