13F-HR 1 t307130.txt NWQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding's entries Institutional Investment Manager Filing this Report: Name: NWQ INVESTMENT MANAGEMENT CO, LLC Address: 2049 Century Park East 16th Floor Los Angeles, CA 90067 13F File Number: 028-01474 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jon D. Bosse Title: Chief Investment Officer Phone: 310-712-4000 Signature, Place, and Date of Signing: Jon D. Bosse, Los Angeles, CA 5/14/2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Nuveen Investments, Inc. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 147 Form 13F Information Table Value Total: $12,152,578,064 List of Other Included Managers: No. 13F File Number Name 1 - 028-11405 -- Nuveen Investments, Inc.

TITLE OF SH NAME OF ISSUER CLASS CUSIP NO 13F Value Shares PRN INVT OTHER SOLE SHARED NONE -------------------------------------------------------- Albany International Corp COM 012348108 38,920,294.70 1,346,723. SH DEFINED 1 1,091,673. 0 255,050. -------------------------------------------------------- Allied World Assurance Co Holdings AG COM H01531104 7,060,998.88 76,154. SH DEFINED 1 64,954. 0 11,200. -------------------------------------------------------- Alterra Capital Holdings Ltd COM G0229R108 6,583,299.40 209,060. SH DEFINED 1 179,260. 0 29,800. -------------------------------------------------------- American International Group Inc COM 026874784 384,002,044.02 9,891,861. SH DEFINED 1 8,514,976. 0 1,376,885. -------------------------------------------------------- AngloGold Ashanti Ltd ADR 035128206 266,972,926.50 11,336,430. SH DEFINED 1 9,717,576. 0 1,618,854. -------------------------------------------------------- Aon PLC COM G0408V102 288,384,385.50 4,689,177. SH DEFINED 1 4,031,798. 0 657,379. -------------------------------------------------------- Apache Corp COM 037411105 403,048,500.72 5,223,542. SH DEFINED 1 4,416,134. 0 807,408. -------------------------------------------------------- Apollo Investment Corp COM 03761U106 836,000.00 100,000. SH DEFINED 1 100,000. 0 . -------------------------------------------------------- Applied Materials Inc COM 038222105 117,595,085.08 8,723,671. SH DEFINED 1 7,361,022. 0 1,362,649. -------------------------------------------------------- Arrow Electronics Inc COM 042735100 12,716,700.30 313,065. SH DEFINED 1 301,465. 0 11,600. -------------------------------------------------------- Ashford Hospitality Trust Inc PUBLIC 044103505 3,700,430.25 134,025. SH DEFINED 1 134,025. 0 . -------------------------------------------------------- Aspen Insurance Holdings Ltd COM G05384105 17,781,522.00 460,900. SH DEFINED 1 344,950. 0 115,950. -------------------------------------------------------- AstraZeneca PLC ADR 046353108 3,918,432.00 78,400. SH DEFINED 1 78,400. 0 . -------------------------------------------------------- Astronics Corp COM 046433108 3,275,279.70 109,835. SH DEFINED 1 81,090. 0 28,745. -------------------------------------------------------- AuRico Gold Inc COM 05155C105 20,040,342.56 3,186,064. SH DEFINED 1 2,795,765. 0 390,299. -------------------------------------------------------- Avnet Inc COM 053807103 10,385,164.60 286,883. SH DEFINED 1 276,183. 0 10,700. -------------------------------------------------------- Axis Capital Holdings Ltd COM G0692U109 18,871,423.64 453,422. SH DEFINED 1 436,822. 0 16,600. -------------------------------------------------------- Baker Hughes Inc COM 057224107 16,403,614.50 353,450. SH DEFINED 1 15,450. 0 338,000. -------------------------------------------------------- Banco Santander Brasil SA/Brazil ADR 05967A107 189,456.96 26,096. SH DEFINED 1 26,096. 0 . -------------------------------------------------------- Preferred- Bank of America Corp Cnv 060505682 9,070,906.00 7,423. SH DEFINED 1 7,423. 0 . -------------------------------------------------------- Bank of New York Mellon Corp/The COM 064058100 2,702,434.50 96,550. SH DEFINED 1 96,550. 0 . -------------------------------------------------------- Barrick Gold Corp COM 067901108 249,638,516.40 8,491,106. SH DEFINED 1 7,311,599. 0 1,179,507. -------------------------------------------------------- Best Buy Co Inc COM 086516101 6,811,922.40 307,536. SH DEFINED 1 288,766. 0 18,770. -------------------------------------------------------- Bob Evans Farms Inc/DE COM 096761101 61,015,601.78 1,431,619. SH DEFINED 1 1,221,543. 0 210,076. -------------------------------------------------------- Buckeye Technologies Inc COM 118255108 19,359,260.70 646,386. SH DEFINED 1 504,321. 0 142,065. -------------------------------------------------------- CA Inc COM 12673P105 512,183,383.58 20,340,881. SH DEFINED 1 17,690,695. 0 2,650,186. -------------------------------------------------------- Cameco Corp COM 13321L108 269,952.98 12,991. SH DEFINED 1 12,991. 0 . -------------------------------------------------------- Canadian Natural Resources Ltd COM 136385101 471,920,234.94 14,687,838. SH DEFINED 1 12,202,181. 0 2,485,657. -------------------------------------------------------- Capital One Financial Corp COM 14040H105 163,826,995.85 2,981,383. SH DEFINED 1 2,557,475. 0 423,908. -------------------------------------------------------- Carrizo Oil & Gas Inc COM 144577103 65,008,613.19 2,522,647. SH DEFINED 1 1,488,067. 0 1,034,580. -------------------------------------------------------- Cisco Systems Inc COM 17275R102 359,986,644.89 17,228,363. SH DEFINED 1 14,965,076. 0 2,263,287. -------------------------------------------------------- Citigroup Inc COM 172967424 402,286,264.80 9,093,270. SH DEFINED 1 7,830,276. 0 1,262,994. -------------------------------------------------------- Clearwater Paper Corp COM 18538R103 28,727,799.87 545,223. SH DEFINED 1 524,823. 0 20,400. -------------------------------------------------------- Coherent Inc COM 192479103 48,218,616.58 849,817. SH DEFINED 1 725,772. 0 124,045. -------------------------------------------------------- Convergys Corp COM 212485106 6,015,745.32 353,244. SH DEFINED 1 288,429. 0 64,815. -------------------------------------------------------- Cott Corp COM 22163N106 5,400,335.60 533,630. SH DEFINED 1 391,630. 0 142,000. -------------------------------------------------------- CSX Corp COM 126408103 10,063,325.40 408,580. SH DEFINED 1 354,540. 0 54,040. -------------------------------------------------------- CVS Caremark Corp COM 126650100 213,491,086.38 3,882,362. SH DEFINED 1 3,349,451. 0 532,911. -------------------------------------------------------- Delphi Automotive PLC COM G27823106 10,187,446.80 229,447. SH DEFINED 1 214,408. 0 15,039. -------------------------------------------------------- Deltic Timber Corp COM 247850100 27,378,597.76 398,408. SH DEFINED 1 345,408. 0 53,000. -------------------------------------------------------- Denbury Resources Inc COM 247916208 56,736,134.80 3,042,152. SH DEFINED 1 2,090,379. 0 951,773. -------------------------------------------------------- Eaton Corp PLC COM G29183103 3,564,137.50 58,190. SH DEFINED 1 56,690. 0 1,500. -------------------------------------------------------- Elizabeth Arden Inc COM 28660G106 60,594,966.25 1,505,465. SH DEFINED 1 1,291,166. 0 214,299. -------------------------------------------------------- EMC Corp/MA COM 268648102 39,767,341.78 1,664,602. SH DEFINED 1 1,532,747. 0 131,855. -------------------------------------------------------- EnerSys Inc COM 29275Y102 10,735,685.30 235,535. SH DEFINED 1 201,435. 0 34,100. -------------------------------------------------------- Entegris Inc COM 29362U104 13,010,960.20 1,319,570. SH DEFINED 1 980,920. 0 338,650. -------------------------------------------------------- Euronet Worldwide Inc COM 298736109 4,459,862.46 169,319. SH DEFINED 1 143,219. 0 26,100. -------------------------------------------------------- Exxon Mobil Corp COM 30231G102 838,924.10 9,310. SH DEFINED 1 9,310. 0 . -------------------------------------------------------- FBR & Co COM 30247C400 15,771,169.83 833,131. SH DEFINED 1 790,082. 0 43,049. -------------------------------------------------------- FEI Co COM 30241L109 6,870,895.65 106,443. SH DEFINED 1 102,493. 0 3,950. -------------------------------------------------------- Forestar Group Inc COM 346233109 60,989,290.70 2,789,995. SH DEFINED 1 2,387,460. 0 402,535. -------------------------------------------------------- Frontier Communications Corp COM 35906A108 2,161,782.00 541,800. SH DEFINED 1 541,800. 0 . -------------------------------------------------------- General Electric Co COM 369604103 3,602,211.60 155,805. SH DEFINED 1 155,805. 0 . -------------------------------------------------------- General Motors Co COM 37045V100 323,030,566.82 11,611,451. SH DEFINED 1 9,982,077. 0 1,629,374. -------------------------------------------------------- GlaxoSmithKline PLC ADR 37733W105 10,212,307.00 217,700. SH DEFINED 1 217,700. 0 . -------------------------------------------------------- Goldman Sachs Group Inc/The COM 38141G104 257,167,286.10 1,747,654. SH DEFINED 1 1,498,290. 0 249,364. -------------------------------------------------------- GP Strategies Corp COM 36225V104 16,333,172.12 684,542. SH DEFINED 1 505,010. 0 179,532. -------------------------------------------------------- Griffon Corp COM 398433102 47,953,122.96 4,022,913. SH DEFINED 1 3,452,773. 0 570,140. -------------------------------------------------------- GSI Group Inc COM 36191C205 5,990,832.25 702,325. SH DEFINED 1 518,210. 0 184,115. -------------------------------------------------------- Guess? Inc COM 401617105 9,156,285.97 368,759. SH DEFINED 1 354,759. 0 14,000. -------------------------------------------------------- Halliburton Co COM 406216101 120,293,457.84 2,976,824. SH DEFINED 1 2,411,727. 0 565,097. -------------------------------------------------------- Harman International Industries Inc COM 413086109 51,270,096.03 1,148,781. SH DEFINED 1 1,017,378. 0 131,403. -------------------------------------------------------- Hartford Financial Services Group Inc COM 416515104 460,933,099.20 17,865,624. SH DEFINED 1 15,512,405. 0 2,353,219. -------------------------------------------------------- HomeStreet Inc COM 43785V102 16,963,231.14 759,321. SH DEFINED 1 561,121. 0 198,200. -------------------------------------------------------- Hooker Furniture Corp COM 439038100 13,899,122.10 871,965. SH DEFINED 1 644,595. 0 227,370. -------------------------------------------------------- Hormel Foods Corp COM 440452100 14,404,399.92 348,606. SH DEFINED 1 335,606. 0 13,000. -------------------------------------------------------- HSBC Holdings PLC PUBLIC 404280604 322,575.00 12,750. SH DEFINED 1 12,750. 0 . -------------------------------------------------------- Ingersoll-Rand PLC COM G47791101 210,033,625.99 3,818,099. SH DEFINED 1 3,333,513. 0 484,586. -------------------------------------------------------- Inter Parfums Inc COM 458334109 26,360,385.31 1,079,017. SH DEFINED 1 924,167. 0 154,850. -------------------------------------------------------- Interpublic Group of Cos Inc/The COM 460690100 44,322,848.00 3,401,600. SH DEFINED 1 3,267,343. 0 134,257. -------------------------------------------------------- iShares iBoxx Investment Grade Corporate Bond Fund ETP 464287242 38,035,517.30 317,227. SH DEFINED 1 289,218. 0 28,009. -------------------------------------------------------- JPMorgan Chase & Co COM 46625H100 214,387,308.66 4,517,221. SH DEFINED 1 3,917,592. 0 599,629. -------------------------------------------------------- Kinross Gold Corp COM 496902404 346,977.15 43,755. SH DEFINED 1 43,755. 0 . -------------------------------------------------------- Loews Corp COM 540424108 208,116,696.84 4,722,412. SH DEFINED 1 4,064,529. 0 657,883. -------------------------------------------------------- LSI Corp COM 502161102 52,618,705.38 7,760,871. SH DEFINED 1 7,339,219. 0 421,652. -------------------------------------------------------- Maidenform Brands Inc COM 560305104 15,155,824.45 864,565. SH DEFINED 1 637,665. 0 226,900. -------------------------------------------------------- Marten Transport Ltd COM 573075108 14,410,201.41 715,857. SH DEFINED 1 530,652. 0 185,205. -------------------------------------------------------- McDermott International Inc COM 580037109 21,776,674.01 1,981,499. SH DEFINED 1 1,815,258. 0 166,241. -------------------------------------------------------- Measurement Specialties Inc COM 583421102 3,303,097.35 83,055. SH DEFINED 1 61,255. 0 21,800. -------------------------------------------------------- Medley Capital Corp COM 58503F106 3,092,620.30 195,118. SH DEFINED 1 195,118. 0 . -------------------------------------------------------- Merck & Co Inc COM 58933Y105 7,375,963.40 166,877. SH DEFINED 1 164,677. 0 2,200. -------------------------------------------------------- Methode Electronics Inc COM 591520200 17,398,407.04 1,350,808. SH DEFINED 1 996,750. 0 354,058. -------------------------------------------------------- MetLife Inc COM 59156R108 305,919,945.80 8,046,290. SH DEFINED 1 6,921,378. 0 1,124,912. -------------------------------------------------------- Microsemi Corp COM 595137100 6,560,307.46 283,138. SH DEFINED 1 272,638. 0 10,500. -------------------------------------------------------- Microsoft Corp COM 594918104 301,904,550.09 10,554,258. SH DEFINED 1 9,096,392. 0 1,457,866. -------------------------------------------------------- Middleby Corp COM 596278101 6,375,845.75 41,905. SH DEFINED 1 35,800. 0 6,105. -------------------------------------------------------- Mistras Group Inc COM 60649T107 19,517,835.69 806,189. SH DEFINED 1 690,489. 0 115,700. -------------------------------------------------------- MKS Instruments Inc COM 55306N104 42,135,710.40 1,549,107. SH DEFINED 1 1,375,276. 0 173,831. -------------------------------------------------------- Mosaic Co/The COM 61945C103 113,173,340.43 1,898,563. SH DEFINED 1 1,615,979. 0 282,584. -------------------------------------------------------- National CineMedia Inc COM 635309107 5,068,930.50 321,225. SH DEFINED 1 321,225. 0 . -------------------------------------------------------- Neenah Paper Inc COM 640079109 16,108,304.52 523,677. SH DEFINED 1 385,977. 0 137,700. -------------------------------------------------------- New York Community Capital Trust V Convertible 64944P307 901,031.40 18,426. PRN DEFINED 1 18,426. 0 . -------------------------------------------------------- Newmont Mining Corp COM 651639106 3,066,850.68 73,212. SH DEFINED 1 70,562. 0 2,650. -------------------------------------------------------- News Corp COM 65248E104 2,864,889.00 93,900. SH DEFINED 1 93,900. 0 . -------------------------------------------------------- Nippon Telegraph & Telephone Corp ADR 654624105 423,864.78 19,497. SH DEFINED 1 19,497. 0 . -------------------------------------------------------- Northwest Bancshares Inc COM 667340103 6,631,995.04 523,028. SH DEFINED 1 447,428. 0 75,600. -------------------------------------------------------- NRG Energy Inc COM 629377508 134,829,384.78 5,089,822. SH DEFINED 1 4,353,264. 0 736,558. -------------------------------------------------------- Occidental Petroleum Corp COM 674599105 126,846,939.05 1,618,565. SH DEFINED 1 1,368,861. 0 249,704. -------------------------------------------------------- Orbital Sciences Corp COM 685564106 43,489,767.22 2,605,738. SH DEFINED 1 2,235,688. 0 370,050. -------------------------------------------------------- Orion Marine Group Inc COM 68628V308 8,698,891.60 875,140. SH DEFINED 1 642,390. 0 232,750. -------------------------------------------------------- PACCAR Inc COM 693718108 192,970,632.96 3,816,666. SH DEFINED 1 3,304,210. 0 512,456. -------------------------------------------------------- PacWest Bancorp COM 695263103 6,998,771.75 240,425. SH DEFINED 1 178,075. 0 62,350. -------------------------------------------------------- PartnerRe Ltd COM G6852T105 12,596,479.46 135,286. SH DEFINED 1 129,586. 0 5,700. -------------------------------------------------------- Peabody Energy Corp COM 704549104 6,101,246.25 288,475. SH DEFINED 1 8,075. 0 280,400. -------------------------------------------------------- PennyMac Mortgage Investment Trust REIT 70931T103 6,214,687.38 240,042. SH DEFINED 1 240,042. 0 . -------------------------------------------------------- Pfizer Inc COM 717081103 398,720,553.66 13,815,681. SH DEFINED 1 12,103,218. 0 1,712,463. -------------------------------------------------------- Philip Morris International Inc COM 718172109 103,113,081.81 1,112,211. SH DEFINED 1 955,776. 0 156,435. -------------------------------------------------------- Pitney Bowes Inc COM 724479100 64,583,759.28 4,346,148. SH DEFINED 1 3,818,156. 0 527,992. -------------------------------------------------------- PMC - Sierra Inc COM 69344F106 31,043,506.55 4,571,945. SH DEFINED 1 4,064,548. 0 507,397. -------------------------------------------------------- PrivateBancorp Inc COM 742962103 35,207,427.57 1,863,813. SH DEFINED 1 1,643,448. 0 220,365. -------------------------------------------------------- Raytheon Co COM 755111507 148,451,981.17 2,525,123. SH DEFINED 1 2,176,332. 0 348,791. -------------------------------------------------------- Redwood Trust Inc REIT 758075402 30,639,022.66 1,321,787. SH DEFINED 1 1,247,286. 0 74,501. -------------------------------------------------------- Reinsurance Group of America Inc COM 759351604 52,127,891.01 873,603. SH DEFINED 1 829,042. 0 44,561. -------------------------------------------------------- Royal Dutch Shell PLC ADR 780259107 274,162.46 4,103. SH DEFINED 1 4,103. 0 . -------------------------------------------------------- Royal Dutch Shell PLC ADR 780259206 18,711,997.20 287,170. SH DEFINED 1 229,170. 0 58,000. -------------------------------------------------------- Safeway Inc COM 786514208 225,292.50 8,550. SH DEFINED 1 8,550. 0 . -------------------------------------------------------- Sanofi ADR 80105N105 428,144,591.52 8,381,844. SH DEFINED 1 7,317,696. 0 1,064,148. -------------------------------------------------------- Schawk Inc COM 806373106 8,928,199.07 812,393. SH DEFINED 1 776,893. 0 35,500. -------------------------------------------------------- SK Telecom Co Ltd ADR 78440P108 223,857.49 12,527. SH DEFINED 1 12,527. 0 . -------------------------------------------------------- SM Energy Co COM 78454L100 4,020,978.78 67,899. SH DEFINED 1 640. 0 67,259. -------------------------------------------------------- Suncor Energy Inc COM 867224107 13,256,617.40 441,740. SH DEFINED 1 7,225. 0 434,515. -------------------------------------------------------- Symetra Financial Corp COM 87151Q106 629,693.37 46,957. SH DEFINED 1 46,957. 0 . -------------------------------------------------------- Talisman Energy Inc COM 87425E103 440,079,412.50 35,924,850. SH DEFINED 1 29,994,467. 0 5,930,383. -------------------------------------------------------- TCP Capital Corp COM 87238Q103 4,670,087.52 292,612. SH DEFINED 1 292,612. 0 . -------------------------------------------------------- Telefonaktiebolaget LM Ericsson ADR 294821608 1,731,240.00 137,400. SH DEFINED 1 137,400. 0 . -------------------------------------------------------- Teradyne Inc COM 880770102 18,097,886.72 1,115,776. SH DEFINED 1 1,074,226. 0 41,550. -------------------------------------------------------- Teva Pharmaceutical Industries Ltd ADR 881624209 241,943,919.36 6,097,377. SH DEFINED 1 5,230,937. 0 866,440. -------------------------------------------------------- Texas Capital Bancshares Inc COM 88224Q107 27,372,717.25 676,705. SH DEFINED 1 582,485. 0 94,220. -------------------------------------------------------- Tidewater Inc COM 886423102 8,567,830.00 169,660. SH DEFINED 1 3,660. 0 166,000. -------------------------------------------------------- Time Warner Inc COM 887317303 279,747,750.52 4,855,046. SH DEFINED 1 4,159,118. 0 695,928. -------------------------------------------------------- TMS International Corp COM 87261Q103 6,172,518.00 467,615. SH DEFINED 1 350,415. 0 117,200. -------------------------------------------------------- Total SA ADR 89151E109 6,314,168.00 131,600. SH DEFINED 1 131,600. 0 . -------------------------------------------------------- Toyota Motor Corp ADR 892331307 286,057.68 2,787. SH DEFINED 1 2,787. 0 . -------------------------------------------------------- TreeHouse Foods Inc COM 89469A104 35,405,311.45 543,443. SH DEFINED 1 466,313. 0 77,130. -------------------------------------------------------- Trimas Corp COM 896215209 45,636,877.23 1,405,509. SH DEFINED 1 1,202,939. 0 202,570. -------------------------------------------------------- Tyson Foods Inc COM 902494103 39,278,742.08 1,582,544. SH DEFINED 1 1,494,720. 0 87,824. -------------------------------------------------------- UBS AG COM H89231338 310,862.61 20,199. SH DEFINED 1 20,199. 0 . -------------------------------------------------------- Union Pacific Corp COM 907818108 161,553,606.66 1,134,426. SH DEFINED 1 974,551. 0 159,875. -------------------------------------------------------- Unum Group COM 91529Y106 451,110,859.50 15,968,526. SH DEFINED 1 13,882,737. 0 2,085,789. -------------------------------------------------------- Vertex Pharmaceuticals Inc COM 92532F100 10,501,029.04 191,032. SH DEFINED 1 183,907. 0 7,125. -------------------------------------------------------- Viacom Inc COM 92553P201 369,686,863.52 6,013,124. SH DEFINED 1 5,243,612. 0 769,512. -------------------------------------------------------- Vodafone Group PLC ADR 92857W209 172,641,214.40 6,078,916. SH DEFINED 1 5,286,100. 0 792,816. -------------------------------------------------------- Waste Management Inc COM 94106L109 3,041,206.02 77,562. SH DEFINED 1 73,553. 0 4,009. -------------------------------------------------------- Wells Fargo & Co COM 949746101 247,015,705.95 6,677,905. SH DEFINED 1 5,776,876. 0 901,029. -------------------------------------------------------- WESCO International Inc COM 95082P105 6,869,123.83 94,603. SH DEFINED 1 91,153. 0 3,450. -------------------------------------------------------- Western Alliance Bancorp COM 957638109 32,161,295.12 2,323,793. SH DEFINED 1 1,981,258. 0 342,535. -------------------------------------------------------- Willis Group Holdings PLC COM G96666105 36,661,607.73 928,377. SH DEFINED 1 885,345. 0 43,032. --------------------------------------------------------