13F-HR/A 1 inftable.txt IRIDIAN ASSET MANAGEMENT LLC 13F-HR/A 09-30-2011 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment {X}: Amendment Number: 1 This Amendment (check only one): [X] is a restatement. [ ] adds new holdings entries. Report Type (Check only one.): [ ] 13F Holdings Report [ ] 13F Notice [X] 13F Combination Report Institutional Investment Manager Filing this Report: Name: Iridian Asset Management LLC Address: 276 Post Road West, Westport, CT 06880-4704 13F File Number: 028-06008 List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-11953 First Eagle Investment Management LLC 028-12592 The Bank of New York Mellon Corporation (The Dreyfus Corporation) The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lane S. Bucklan Title: General Counsel and Chief Compliance Officer Phone: 203-341-9053 Signature, Place and date of Signing: /s/ Lane S. Bucklan Westport, CT February 6, 2012 ---------------------- ----------- ------------- [Signature] [City, State] [Date] I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: Number of other included Managers: 0 Form 13F Information Table Entry Total: 200 Form 13F Information Table Value Total: $5,180,462 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 3490 48620 SH Sole 41640 6980 ABBOTT LABORATORIES COM 002824100 5462 106800 SH Sole 92950 13850 ACCURAY INC COM 004397105 392 97630 SH Sole 97630 ACXIOM CORP COM 005125109 508 47740 SH Sole 47740 AEROVIRONMENT INC COM 008073108 14419 512216 SH Sole 512216 AETNA INC COM 00817Y108 23300 640992 SH Sole 640992 AGILENT TECHNOLOGIES INC COM 00846U101 2602 83250 SH Sole 71540 11710 AMAZON.COM INC COM 023135106 8238 38100 SH Sole 38100 AMDOCS LTD COM G02602103 103307 3809273 SH Sole 3096880 712393 AMERICAN EAGLE OUTFITTERS COM 02553E106 500 42660 SH Sole 42660 AMGEN INC COM 031162100 99113 1803370 SH Sole 1454710 348660 ANHEUSER-BUSCH INBEV SPN ADR COM 03524A108 778 14690 SH Sole 14690 AOL INC COM 00184X105 56842 4736820 SH Sole 4258540 478280 AON CORP COM 037389103 100228 2387520 SH Sole 1953550 433970 APPLE INC COM 037833100 591 1550 SH Sole 1550 ASPEN INSURANCE HOLDINGS COM G05384105 470 20410 SH Sole 20410 ATLAS ENERGY LP COM 04930A104 2925 157500 SH Sole 157500 ATLAS PIPELINE PARTNERS LP COM 049392103 517 17300 SH Sole 17300 ATMEL CORPORATION COM 049513104 37020 4587349 SH Sole 3713719 873630 AUTOZONE INC COM 053332102 211895 663851 SH Sole 541361 122490 AVATAR HOLDINGS INC COM 053494100 215 26265 SH Sole 26265 AVIAT NETWORKS INC COM 05366Y102 342 145580 SH Sole 145580 BALL CORP COM 058498106 204371 6588378 SH Sole 5367022 1221356 BANCO SANTANDER SA-SPON ADR COM 05964H105 11632 1446800 SH Sole 1446800 BANK OF AMERICA CORP COM 060505104 2340 382340 SH Sole 330020 52320 BAXTER INTL INC COM 071813109 217635 3876650 SH Sole 3158341 718309 BEBE STORES INC COM 075571109 443 65882 SH Sole 65882 BECTON DICKINSON & CO COM 075887109 3552 48450 SH Sole 41840 6610 BP PLC SPON ADR COM 055622104 4417 122450 SH Sole 107220 15230 BROCADE COMMUNICATIONS SYS COM 111621306 457 105800 SH Sole 105800 BROOKLINE BANCORP COM 11373M107 445 57696 SH Sole 57696 BROWN SHOE COMPANY INC COM 115736100 331 46440 SH Sole 46440 CA INC COM 12673P105 15907 819544 SH Sole 819544 CAL DIVE INTNL INC COM 12802T101 237 124120 SH Sole 124120 CENTERSTATE BANKS INC COM 15201P109 443 84674 SH Sole 84674 CHART INDUSTRIES INC COM 16115Q308 285 6760 SH Sole 6760 CHEVRON CORP COM 166764100 9872 106700 SH Sole 93562 13138 CHICO'S FAS INC COM 168615102 379 33134 SH Sole 33134 CHRISTOPHER & BANKS, CORP COM 171046105 296 83740 SH Sole 83740 CHUBB CORP COM 171232101 5517 91970 SH Sole 81840 10130 CIT GROUP INC COM 125581801 2293 75496 SH Sole 65326 10170 CITIGROUP INC COM 172967424 17327 676290 SH Sole 676290 CLEARWIRE CORP-CLASS A COM 18538Q105 18163 7795228 SH Sole 7795228 COCA COLA COM 191216100 5020 74310 SH Sole 62530 11780 COLLECTIVE BRANDS INC COM 19421W100 424 32710 SH Sole 32710 COMPUTER SCIENCES CORP COM 205363104 36334 1353212 SH Sole 1110122 243090 CONSOL ENERGY INC COM 20854P109 3465 102120 SH Sole 89820 12300 CORNING INC COM 219350105 11775 952690 SH Sole 952690 COVANTA HOLDING CORP COM 22282E102 48389 3185567 SH Sole 2594225 591342 CROWN HOLDINGS INC. COM 228368106 181103 5916467 SH Sole 4789336 1127131 CRYOLIFE INC COM 228903100 351 78150 SH Sole 78150 CSX CORP COM 126408103 6420 343850 SH Sole 303080 40770 CYNOSURE INC-CLASS A COM 232577205 186 18468 SH Sole 18468 DANAHER CORP COM 235851102 5192 123790 SH Sole 104750 19040 DEVON ENERGY CORP COM 25179M103 146438 2641375 SH Sole 2202821 438554 DRESSER-RAND GROUP INC COM 261608103 84180 2076969 SH Sole 1693735 383234 DU PONT (EI) DE NEMOURS COM 263534109 8925 223280 SH Sole 198390 24890 DUN & BRADSTREET CORP COM 26483E100 27275 445237 SH Sole 362427 82810 EARTHLINK INC COM 270321102 18577 2844846 SH Sole 2844846 EASTMAN CHEMICAL CO COM 277432100 185802 2711255 SH Sole 2204789 506466 EBAY INC COM 278642103 4191 142110 SH Sole 126410 15700 EMULEX CORP COM 292475209 8648 1351201 SH Sole 1351201 ENERGYSOLUTIONS INC COM 292756202 8827 2500691 SH Sole 2500691 ENZON PHARMACEUTICALS INC COM 293904108 31252 4439140 SH Sole 4070227 368913 EXTREME NETWORKS INC COM 30226D106 509 192121 SH Sole 192121 FALCONSTOR SOFTWARE INC COM 306137100 583 199640 SH Sole 199640 FERRO CORP COM 315405100 388 63120 SH Sole 63120 FIDELITY NATIONAL FINL - A COM 31620R105 477 31453 SH Sole 31453 FIFTH STREET FINANCE CORP COM 31678A103 326 35013 SH Sole 35013 FIRST FINANCIAL HOLDINGS INC COM 320239106 204 50918 SH Sole 50918 FIRST MERCHANTS CORP COM 320817109 446 63198 SH Sole 63198 FIRST MIDWEST BANK COM 320867104 388 53040 SH Sole 53040 FISERV INC COM 337738108 14424 284100 SH Sole 284100 FLOW INTL CORP COM 343468104 444 200773 SH Sole 200773 FLUSHING FINANCIAL CORP COM 343873105 380 35200 SH Sole 35200 FORMFACTOR INC COM 346375108 385 61859 SH Sole 61859 FOSTER WHEELER LTD COM H27178104 250 14071 SH Sole 14071 FURIEX PHARMACEUTICALS COM 36106P101 396 27862 SH Sole 27862 GANNETT CO COM 364730101 21384 2243912 SH Sole 2243912 GENERAL DYNAMICS COM 369550108 176951 3110410 SH Sole 2571280 539130 GENERAL ELECTRIC CO COM 369604103 2829 185610 SH Sole 175660 9950 GENERAL MOTORS CORP COM 37045V100 2326 115250 SH Sole 99560 15690 GENON ENERGY INC COM 37244E107 374 134644 SH Sole 134644 GIBRALTAR INDUSTRIES INC COM 374689107 415 51160 SH Sole 51160 GOLDMAN SACHS GROUP INC COM 38141G104 15543 164390 SH Sole 162180 2210 GOOGLE INC - CL A COM 38259P508 17288 33610 SH Sole 33610 H&E EQUIPMENT SERVICES INC COM 404030108 339 41130 SH Sole 41130 HALOZYME THERAPEUTICS INC COM 40637H109 240 39123 SH Sole 39123 HEALTH NET INC COM 42222G108 119858 5055154 SH Sole 4165387 889767 HERITAGE FINANCIAL GROUP COM 42726X102 432 41578 SH Sole 41578 HORSEHEAD HOLDING CORP COM 440694305 301 40550 SH Sole 40550 HUMAN GENOME SCIENCES INC COM 444903108 34408 2711443 SH Sole 2213490 497953 IBM CORPORATION COM 459200101 10318 58950 SH Sole 52000 6950 INGERSOLL-RAND PLC COM G47791101 143691 5115386 SH Sole 4174220 941166 INTERNAP NETWORK SERVICES COM 45885A300 383 77890 SH Sole 77890 INTERNATIONAL PAPER CO COM 460146103 53455 2299127 SH Sole 1896570 402557 INTERPUBLIC GROUP OF COS INC COM 460690100 49167 6828750 SH Sole 5550760 1277990 INVESTORS BANCORP INC COM 46146P102 339 26813 SH Sole 26813 IRIS INTERNATIONAL INC COM 46270W105 471 52510 SH Sole 52510 ISHARES S&P 500 INDEX FUND COM 464287200 2883 25362 SH Sole 25362 JPMORGAN CHASE & CO COM 46625H100 26637 884370 SH Sole 841820 42550 KIMBERLY-CLARK CORP COM 494368103 4168 58700 SH Sole 50330 8370 KOHLS CORP COM 500255104 4094 83390 SH Sole 73370 10020 KRISPY KREME DOUGHNUTS INC COM 501014104 387 56700 SH Sole 56700 LABORATORY CORP OF AMERICA HLD COM 50540R409 5465 69130 SH Sole 60000 9130 LAWSON PRODUCTS INC COM 520776105 203 15028 SH Sole 15028 LENNOX INTERNATIONAL INC COM 526107107 10559 409600 SH Sole 332610 76990 LSI CORP COM 502161102 120053 23176191 SH Sole 18881755 4294436 LSI INDUSTRIES INC COM 50216C108 353 56609 SH Sole 56609 LTX-CREDENCE CORP COM 502403207 339 64140 SH Sole 64140 MAGMA DESIGN AUTOMATION COM 559181102 432 94873 SH Sole 94873 MARATHON OIL CORP COM 565849106 13068 605543 SH Sole 605543 MARATHON PETROLEUM CORP COM 56585A102 11130 411298 SH Sole 411298 MASTERCARD INC-CLASS A COM 57636Q104 4044 12750 SH Sole 10770 1980 MCDONALDS CORP COM 580135101 8186 93210 SH Sole 81370 11840 MCKESSON CORP COM 58155Q103 4705 64720 SH Sole 56130 8590 MEDICINES COMPANY COM 584688105 411 27641 SH Sole 27641 MEDICIS PHARMACEUTICAL-CL A COM 584690309 59657 1635328 SH Sole 1330920 304408 MEDIDATA SOLUTIONS INC COM 58471A105 7888 479782 SH Sole 479782 MERIT MEDICAL SYSTEMS INC COM 589889104 637 48452 SH Sole 48452 METALICO INC COM 591176102 298 76510 SH Sole 76510 MICROSOFT CORP COM COM 594918104 4972 199750 SH Sole 175070 24680 MORGAN STANLEY COM 617446448 11472 849780 SH Sole 812790 36990 MUELLER INDUSTRIES INC COM 624756102 36391 943010 SH Sole 769080 173930 MYRIAD GENETICS INC COM 62855J104 457 24400 SH Sole 24400 McDERMOTT INTL INC COM 580037109 245 22800 SH Sole 22800 NEKTAR THERAPEUTICS COM 640268108 273 56290 SH Sole 56290 NII HOLDINGS INC COM 62913F201 42022 1559272 SH Sole 1266540 292732 NVIDIA CORP COM 67066G104 15295 1223625 SH Sole 1223625 OCCIDENTAL PETROLEUM CORP COM 674599105 7085 99090 SH Sole 87250 11840 OLYMPIC STEEL INC COM 68162K106 306 18039 SH Sole 18039 OMNICARE INC COM 681904108 205058 8063633 SH Sole 6578023 1485610 ONLINE RESOURCE COM 68273G101 343 134550 SH Sole 134550 OPENWAVE SYSTEMS INC COM 683718308 369 236809 SH Sole 236809 ORACLE CORP COM 68389X105 6068 211120 SH Sole 181520 29600 ORION MARINE GROUP INC COM 68628V308 243 42050 SH Sole 42050 OWENS CORNING COM 690742101 73269 3379551 SH Sole 2753061 626490 PACIFIC BIOSCIENCES OF CALIF COM 69404D108 73 22690 SH Sole 22690 PACKAGING CORP OF AMERICA COM 695156109 146936 6306246 SH Sole 5148030 1158216 PATTERSON-UTI ENERGY INC COM 703481101 1976 113975 SH Sole 113975 PETROQUEST ENERGY INC COM 716748108 326 59230 SH Sole 59230 PFIZER INC COM 717081103 9524 538690 SH Sole 521210 17480 PHARMERICA CORP COM 71714F104 984 68960 SH Sole 68960 PIKE ELECTRIC CORP COM 721283109 281 41484 SH Sole 41484 PIPER JAFFRAY CO COM 724078100 350 19525 SH Sole 19525 PLATINUM UNDERWRITERS HLDGS COM G7127P100 494 16070 SH Sole 16070 PRAXAIR INC COM 74005P104 6054 64760 SH Sole 55580 9180 PRECISION CASTPARTS CORP COM 740189105 42433 272953 SH Sole 226695 46258 PROCTER & GAMBLE CO COM COM 742718109 494 7820 SH Sole 7820 PROSHARES ULTRASHORT S&P 500 COM 74347R883 8743 344500 SH Sole 344500 PULSE ELECTRONICS CORP COM 74586W106 443 154767 SH Sole 154767 RADISYS CORP COM 750459109 337 55110 SH Sole 55110 RIGEL PHARMACEUTICALS INC COM 766559603 212 28831 SH Sole 28831 ROCKVILLE FINANCIAL INC COM 774188106 397 41870 SH Sole 41870 ROCKWELL COLLINS INC COM 774341101 48577 920709 SH Sole 753419 167290 ROCKWOOD HOLDINGS INC COM 774415103 128722 3820763 SH Sole 3123258 697505 ROYAL DUTCH SHELL PLC-ADR COM 780259107 15919 256547 SH Sole 256547 RUBY TUESDAY INC COM 781182100 383 53540 SH Sole 53540 SARA LEE CORP COM 803111103 60210 3682549 SH Sole 2986729 695820 SCHLUMBERGER LTD COM 806857108 4864 81430 SH Sole 70770 10660 SEAGATE TECHNOLOGY COM G7945M107 101632 9891220 SH Sole 8065980 1825240 SHIRE PLC-ADR COM 82481R106 5179 55140 SH Sole 46610 8530 SPDR GOLD TRUST COM 78463V107 4826 30530 SH Sole 30530 ST JUDE MEDICAL INC COM 790849103 14983 414010 SH Sole 414010 STARWOOD PROPERTY TRUST INC COM 85571B105 20388 1188137 SH Sole 1188137 STATE STREET CORP COM 857477103 5239 162910 SH Sole 138860 24050 STEELCASE INC-CL A COM 858155203 338 53500 SH Sole 53500 STILLWATER MINING COM 86074Q102 241 28326 SH Sole 28326 STONE ENERGY CORP COM 861642106 280 17245 SH Sole 17245 SYNERON MEDICAL LTD COM M87245102 433 43664 SH Sole 43664 TE CONNECTIVITY LTD COM H84989104 130617 4641691 SH Sole 3784831 856860 TEEKAY CORPORATION COM Y8564W103 14330 633792 SH Sole 514678 119114 TEEKAY OFFSHORE PARTNERS LP COM Y8565J101 802 32630 SH Sole 32630 TENNECO INC COM 880349105 84193 3287506 SH Sole 2676990 610516 TERADYNE INC COM 880770102 258 23401 SH Sole 23401 TEVA PHARMACEUTICAL-SP ADR COM 881624209 3869 103940 SH Sole 99000 4940 THE TRAVELERS COS INC COM 89417E109 5264 108020 SH Sole 94540 13480 THERAVANCE INC COM 88338T104 52200 2591867 SH Sole 2109059 482808 THERMO FISHER SCIENTIFIC INC COM 883556102 3869 76410 SH Sole 65990 10420 TITAN INTERNATIONAL INC COM 88830M102 235 15698 SH Sole 15698 TIVO INC COM 888706108 28629 3065247 SH Sole 3065247 TYCO INTERNATIONAL LTD COM H89128104 157336 3861000 SH Sole 3155240 705760 UNION BANKSHARES CORP COM 90662P104 495 46173 SH Sole 46173 UNITED RENTALS, INC. COM 911363109 215 12738 SH Sole 12738 US BANCORP COM 902973304 7367 312960 SH Sole 271880 41080 VALEANT PHARMACEUTICALS INTNL COM 91911K102 153617 4138399 SH Sole 3375752 762647 VALSPAR CORP COM 920355104 175817 5633360 SH Sole 4587902 1045458 VODAFONE GROUP PLC-SP ADR COM 92857W209 1139 44410 SH Sole 44410 W&T OFFSHORE INC COM 92922P106 209 15172 SH Sole 15172 WAL-MART STORES INC COM 931142103 3011 58020 SH Sole 51480 6540 WALTER ENERGY INC COM 93317Q105 55509 924993 SH Sole 754540 170453 WARREN RESOURCES INC COM 93564A100 451 188080 SH Sole 188080 WASHINGTON FEDERAL INC COM 938824109 361 28309 SH Sole 28309 WELLPOINT INC COM 94973V107 19506 298802 SH Sole 298802 WELLS FARGO & CO COM 949746101 5181 214810 SH Sole 189900 24910 WYNDHAM WORLDWIDE CORP COM 98310W108 238120 8352154 SH Sole 6814834 1537320 YAHOO! INC COM 984332106 20631 1567739 SH Sole 1567739 - LPS DEC 17 PUTS PUT 52602E10p 3591 10261 SH Sole 10261 - RUT NOV 640 PUTS PUT 9218 2004 SH Sole 2004 OMNICARE 3.75% CONV 681904AN8 302 270000 PRN Sole 270000