FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/10/2018 |
3. Issuer Name and Ticker or Trading Symbol
BERKSHIRE HATHAWAY INC [ BRK.A ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 01/18/2018 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class B Common Stock | 1,224 | D | |
Class B Common Stock | 150 | I | By Spouse |
Class B Common Stock | 134,395 | I | By Jain Foundation Inc. (Non-Profit Corporation) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class A Common Stock | (1) | (1) | Class B Common Stock | 100,500(2) | (2) | D | |
Class A Common Stock | (1) | (1) | Class B Common Stock | 103,500(3) | (3) | I | By Spouse |
Class A Common Stock | (1) | (1) | Class B Common Stock | 81,000(4) | (4) | I | By the Ajit Jain GRAT Trust |
Class A Common Stock | (1) | (1) | Class B Common Stock | 91,500(5) | (5) | I | By the Indrima Jain GRAT Trust |
Explanation of Responses: |
1. Not Applicable |
2. Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. The reporting person directly owns 67 shares of Class A Common Stock, which are convertible into 100,500 shares of Class B Common Stock. |
3. Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. The reporting person's spouse owns 69 shares of Class A Common Stock, which are convertible into 103,500 shares of Class B Common Stock. |
4. Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. A family-planning trust established by the reporting person for the benefit of the reporting person's children owns 54 shares of Class A Common Stock, which are convertible into 81,000 shares of Class B Common Stock. |
5. Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. A family-planning trust established by the spouse of the reporting person for the benefit of the reporting person's children owns 61 shares of Class A Common Stock, which are convertible into 91,500 shares of Class B Common Stock. |
Remarks: |
The original report erroneously omitted 150 shares of Class B Common Stock owned by the Reporting Person's spouse. |
Ajit Jain | 11/09/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |