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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | LPL Financial Holdings Inc. | LPLA | 481,500 | -15,618 | 104,692,545,000 | 104,585,083,002 | $217,430.00 |
| 12/31/2022 | LPL Financial Holdings Inc. | LPLA | 497,118 | -60,807 | 107,461,998 | -14,433,002 | $216.17 |
| 09/30/2022 | LPL Financial Holdings Inc. | LPLA | 557,925 | -4,381 | 121,895,000 | 18,161,000 | $218.48 |
| 06/30/2022 | LPL Financial Holdings Inc. | LPLA | 562,306 | -71,406 | 103,734,000 | -12,033,000 | $184.48 |
| 03/31/2022 | LPL Financial Holdings Inc. | LPLA | 633,712 | -60,285 | 115,767,000 | 4,665,000 | $182.68 |
| 12/31/2021 | LPL Financial Holdings Inc. | LPLA | 693,997 | -31,631 | 111,102,000 | -2,647,000 | $160.09 |
| 09/30/2021 | LPL Financial Holdings Inc. | LPLA | 725,628 | -71,056 | 113,749,000 | 6,213,000 | $156.76 |
| 06/30/2021 | LPL Financial Holdings Inc. | LPLA | 796,684 | -66,234 | 107,536,000 | -15,136,000 | $134.98 |
| 03/31/2021 | LPL Financial Holdings Inc. | LPLA | 862,918 | -236,097 | 122,672,000 | 8,133,000 | $142.16 |
| 12/31/2020 | LPL Financial Holdings Inc. | LPLA | 1,099,015 | -273,091 | 114,539,000 | 9,340,000 | $104.22 |
| 09/30/2020 | LPL Financial Holdings Inc. | LPLA | 1,372,106 | -30,210 | 105,199,000 | -4,743,000 | $76.67 |
| 06/30/2020 | LPL Financial Holdings Inc. | LPLA | 1,402,316 | -240,582 | 109,942,000 | 20,519,000 | $78.40 |
| 03/31/2020 | LPL Financial Holdings Inc. | LPLA | 1,642,898 | -254,348 | 89,423,000 | -85,598,000 | $54.43 |
| 12/31/2019 | LPL Financial Holdings Inc. | LPLA | 1,897,246 | -713,927 | 175,021,000 | -38,834,000 | $92.25 |
| 09/30/2019 | LPL Financial Holdings Inc. | LPLA | 2,611,173 | -292,083 | 213,855,000 | -22,964,000 | $81.90 |
| 06/30/2019 | LPL Financial Holdings Inc. | LPLA | 2,903,256 | 2,903,256 | 236,819,000 | 236,819,000 | $81.57 |
| 03/31/2019 | LPL Financial Holdings Inc. | LPLA | 0 | -3,443,300 | 0 | -210,317,000 | |
| 12/31/2018 | LPL Financial Holdings Inc. | LPLA | 3,443,300 | -24,416 | 210,317,000 | -13,385,000 | $61.08 |
| 09/30/2018 | LPL Financial Holdings Inc. | LPLA | 3,467,716 | -9,586 | 223,702,000 | -4,200,000 | $64.51 |
| 06/30/2018 | LPL Financial Holdings Inc. | LPLA | 3,477,302 | -400,100 | 227,902,000 | -8,891,000 | $65.54 |
| 03/31/2018 | LPL Financial Holdings Inc. | LPLA | 3,877,402 | -346,678 | 236,793,000 | -4,571,000 | $61.07 |
| 12/31/2017 | LPL Financial Holdings Inc. | LPLA | 4,224,080 | -313,600 | 241,363,931 | 7,355,931 | $57.14 |
| 09/30/2017 | LPL Financial Holdings Inc. | LPLA | 4,537,680 | -11,670 | 234,008,000 | 40,843,000 | $51.57 |
| 06/30/2017 | LPL Financial Holdings Inc. | LPLA | 4,549,350 | -23,320 | 193,165,000 | 11,036,000 | $42.46 |
| 03/31/2017 | LPL Financial Holdings Inc. | LPLA | 4,572,670 | -13,820 | 182,129,000 | 20,639,000 | $39.83 |
| 12/31/2016 | LPL Financial Holdings Inc. | LPLA | 4,586,490 | 20,800 | 161,490,000 | 24,930,000 | $35.21 |
| 09/30/2016 | LPL Financial Holdings Inc. | LPLA | 4,565,690 | 120 | 136,560,000 | 33,698,000 | $29.91 |
| 06/30/2016 | LPL Financial Holdings Inc. | LPLA | 4,565,570 | 4,565,570 | 102,862,000 | 102,862,000 | $22.53 |
| 03/31/2016 | LPL Financial Holdings Inc. | LPLA | 4,867,840 | 359,240 | 120,722,000 | -71,570,000 | $24.80 |
| 12/31/2015 | LPL Financial Holdings Inc. | LPLA | 4,508,600 | 4,508,600 | 192,292,000 | 192,292,000 | $42.65 |
| 09/30/2015 | LPL Financial Holdings Inc. | LPLA | 4,392,110 | 4,392,110 | 174,674,000 | 174,674,000 | $39.77 |
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