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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2018 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 14,635 | 0 | 1,292 | -134 | $0.09 |
| 12/31/2017 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 14,635 | 0 | 1,426 | 145 | $0.10 |
| 09/30/2017 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 14,635 | 1,281 | 1,281 | -1,149,719 | $0.09 |
| 06/30/2017 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 11,664 | -1,690 | 947 | -1,150,053 | $0.08 |
| 03/31/2017 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 13,354 | 0 | 1,151,000 | 61,000 | $86.19 |
| 12/31/2016 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 13,354 | 538 | 1,090,000 | 96,000 | $81.62 |
| 09/30/2016 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 12,816 | 0 | 994,000 | 32,000 | $77.56 |
| 06/30/2016 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 12,816 | 12,816 | 962,000 | 962,000 | $75.06 |
| 03/31/2016 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 13,424 | 13,424 | 1,003,000 | 1,003,000 | $74.72 |
| 12/31/2015 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -225 | 0 | -16,000 | |
| 09/30/2015 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 225 | 0 | 16,000 | -1,000 | $71.11 |
| 06/30/2015 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 225 | 225 | 17,000 | 17,000 | $75.56 |
| 03/31/2015 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 225 | -374 | 16,000 | -36,000 | $71.11 |
| 12/31/2014 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 225 | -374 | 19,000 | -33,000 | $84.44 |
| 09/30/2014 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -441 | 0 | -40,000 | |
| 06/30/2014 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 441 | -158 | 40,000 | -12,000 | $90.70 |
| 03/31/2014 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 599 | 599 | 52,000 | 52,000 | $86.81 |
| 12/31/2013 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 591 | 591 | 50,000 | 50,000 | $84.60 |
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