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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2021 | CAPITAL SOUTHWEST CORP | CSWC | 0 | -96,598 | 0 | -1,715,000 | |
| 12/31/2020 | CAPITAL SOUTHWEST CORP | CSWC | 96,598 | -59,555 | 1,715,000 | -479,000 | $17.75 |
| 09/30/2020 | CAPITAL SOUTHWEST CORP | CSWC | 156,153 | 0 | 2,194,000 | 89,000 | $14.05 |
| 06/30/2020 | CAPITAL SOUTHWEST CORP | CSWC | 156,153 | 6,164 | 2,105,000 | 392,000 | $13.48 |
| 03/31/2020 | CAPITAL SOUTHWEST CORP | CSWC | 149,989 | -11,251 | 1,713,000 | -1,642,000 | $11.42 |
| 12/31/2019 | CAPITAL SOUTHWEST CORP | CSWC | 161,240 | -67,057 | 3,355,404 | -1,621,596 | $20.81 |
| 09/30/2019 | CAPITAL SOUTHWEST CORP | CSWC | 228,297 | -372,959 | 4,977,000 | -7,619,000 | $21.80 |
| 06/30/2019 | CAPITAL SOUTHWEST CORP | CSWC | 601,256 | -81,300 | 12,596,000 | -1,765,000 | $20.95 |
| 03/31/2019 | CAPITAL SOUTHWEST CORP | CSWC | 682,556 | -199,248 | 14,361,000 | -2,587,000 | $21.04 |
| 12/31/2018 | CAPITAL SOUTHWEST CORP | CSWC | 881,804 | -139,611 | 16,948,273 | -2,437,727 | $19.22 |
| 09/30/2018 | CAPITAL SOUTHWEST CORP | CSWC | 1,021,415 | -18,100 | 19,386,000 | 560,000 | $18.98 |
| 06/30/2018 | CAPITAL SOUTHWEST CORP | CSWC | 1,039,515 | 47,792 | 18,826,000 | 1,947,000 | $18.11 |
| 03/31/2018 | CAPITAL SOUTHWEST CORP | CSWC | 991,723 | -17,080 | 16,879,000 | 183,000 | $17.02 |
| 12/31/2017 | CAPITAL SOUTHWEST CORP | CSWC | 1,008,803 | 45,077 | 16,696,000 | 187,000 | $16.55 |
| 09/30/2017 | CAPITAL SOUTHWEST CORP | CSWC | 963,726 | 12,058 | 16,509,000 | 1,206,000 | $17.13 |
| 06/30/2017 | CAPITAL SOUTHWEST CORP | CSWC | 951,668 | -1,045 | 15,303,000 | -807,000 | $16.08 |
| 03/31/2017 | CAPITAL SOUTHWEST CORP | CSWC | 952,713 | 12,914 | 16,110,000 | 932,000 | $16.91 |
| 12/31/2016 | CAPITAL SOUTHWEST CORP | CSWC | 939,799 | 92,531 | 15,178,000 | 2,723,000 | $16.15 |
| 09/30/2016 | CAPITAL SOUTHWEST CORP | CSWC | 847,268 | 847,268 | 12,455,000 | 12,455,000 | $14.70 |
| 06/30/2016 | CAPITAL SOUTHWEST CORP | CSWC | 604,281 | 515,281 | 8,261,000 | 7,026,000 | $13.67 |
| 03/31/2016 | CAPITAL SOUTHWEST CORP | CSWC | 248,100 | 159,100 | 3,441,000 | 2,206,000 | $13.87 |
| 12/31/2015 | CAPITAL SOUTHWEST CORP | CSWC | 89,000 | 8,400 | 1,235,000 | -1,667,000 | $13.88 |
| 09/30/2015 | CAPITAL SOUTHWEST CORP | CSWC | 89,000 | 8,400 | 4,219,000 | 1,317,000 | $47.40 |
| 06/30/2015 | CAPITAL SOUTHWEST CORP | CSWC | 101,500 | 20,900 | 5,068,000 | 2,166,000 | $49.93 |
| 03/31/2015 | CAPITAL SOUTHWEST CORP | CSWC | 108,752 | 28,152 | 5,048,000 | 2,146,000 | $46.42 |
| 12/31/2014 | CAPITAL SOUTHWEST CORP | CSWC | 126,000 | 45,400 | 4,777,000 | 1,875,000 | $37.91 |
| 09/30/2014 | CAPITAL SOUTHWEST CORP | CSWC | 85,400 | 4,800 | 3,055,000 | 153,000 | $35.77 |
| 06/30/2014 | CAPITAL SOUTHWEST CORP | CSWC | 80,600 | 80,600 | 2,902,000 | 2,902,000 | $36.00 |
| 03/31/2014 | CAPITAL SOUTHWEST CORP | CSWC | 62,375 | 24,600 | 2,166,000 | 849,000 | $34.73 |
| 12/31/2013 | CAPITAL SOUTHWEST CORP | CSWC | 37,775 | 37,775 | 1,317,000 | 1,317,000 | $34.86 |
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