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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2020 | TD AMERITRADE HOLDING CORP | AMTD | 0 | -41,995 | 0 | -1,644,000 | |
| 09/30/2020 | TD AMERITRADE HOLDING CORP | AMTD | 41,995 | 22,225 | 1,644,000 | 925,000 | $39.15 |
| 06/30/2020 | TD AMERITRADE HOLDING CORP | AMTD | 19,770 | -1,336,855 | 719,000 | -46,302,000 | $36.37 |
| 03/31/2020 | TD AMERITRADE HOLDING CORP | AMTD | 1,356,625 | 1,315,905 | 47,021,000 | 44,997,000 | $34.66 |
| 12/31/2019 | TD AMERITRADE HOLDING CORP | AMTD | 40,720 | -1,235,045 | 2,024,000 | -57,554,000 | $49.71 |
| 09/30/2019 | TD AMERITRADE HOLDING CORP | AMTD | 1,275,765 | 1,920 | 59,578,000 | -4,012,000 | $46.70 |
| 06/30/2019 | TD AMERITRADE HOLDING CORP | AMTD | 1,273,845 | 1,216,380 | 63,590,000 | 60,717,000 | $49.92 |
| 03/31/2019 | TD AMERITRADE HOLDING CORP | AMTD | 57,465 | 8,950 | 2,873,000 | 498,000 | $50.00 |
| 12/31/2018 | TD AMERITRADE HOLDING CORP | AMTD | 48,515 | 48,515 | 2,375,000 | 2,375,000 | $48.95 |
| 06/30/2018 | TD AMERITRADE HOLDING CORP | AMTD | 0 | -3,900 | 0 | -231,000 | |
| 03/31/2018 | TD AMERITRADE HOLDING CORP | AMTD | 3,900 | -265,689 | 231,000 | -13,553,000 | $59.23 |
| 12/31/2017 | TD AMERITRADE HOLDING CORP | AMTD | 269,589 | -4,833,214 | 13,784,000 | -235,233,000 | $51.13 |
| 09/30/2017 | TD AMERITRADE HOLDING CORP | AMTD | 5,102,803 | -1,240,211 | 249,017,000 | -23,669,000 | $48.80 |
| 06/30/2017 | TD AMERITRADE HOLDING CORP | AMTD | 6,343,014 | -47,360 | 272,686,000 | 24,356,000 | $42.99 |
| 03/31/2017 | TD AMERITRADE HOLDING CORP | AMTD | 6,390,374 | -314,532 | 248,330,000 | -44,004,000 | $38.86 |
| 12/31/2016 | TD AMERITRADE HOLDING CORP | AMTD | 6,704,906 | -3,785,488 | 292,334,000 | -77,347,000 | $43.60 |
| 09/30/2016 | TD AMERITRADE HOLDING CORP | AMTD | 10,490,394 | -746,000 | 369,681,000 | 49,725,000 | $35.24 |
| 06/30/2016 | TD AMERITRADE HOLDING CORP | AMTD | 11,236,394 | -7,975 | 319,956,000 | -34,579,000 | $28.47 |
| 03/31/2016 | TD AMERITRADE HOLDING CORP | AMTD | 11,244,369 | -66,300 | 354,535,000 | -38,058,000 | $31.53 |
| 12/31/2015 | TD AMERITRADE HOLDING CORP | AMTD | 11,310,669 | -2,254,841 | 392,593,000 | 37,448,000 | $34.71 |
| 09/30/2015 | TD AMERITRADE HOLDING CORP | AMTD | 13,509,321 | -67,958 | 430,137,000 | -75,752,000 | $31.84 |
| 06/30/2015 | TD AMERITRADE HOLDING CORP | AMTD | 13,542,735 | -34,544 | 498,644,000 | -7,245,000 | $36.82 |
| 03/31/2015 | TD AMERITRADE HOLDING CORP | AMTD | 13,577,279 | 11,769 | 505,889,000 | 150,744,000 | $37.26 |
| 12/31/2014 | TD AMERITRADE HOLDING CORP | AMTD | 13,488,153 | -77,357 | 482,606,000 | 127,461,000 | $35.78 |
| 09/30/2014 | TD AMERITRADE HOLDING CORP | AMTD | 13,482,353 | -90,632 | 449,906,000 | 24,393,000 | $33.37 |
| 06/30/2014 | TD AMERITRADE HOLDING CORP | AMTD | 13,572,985 | 7,475 | 425,513,000 | 70,368,000 | $31.35 |
| 03/31/2014 | TD AMERITRADE HOLDING CORP | AMTD | 13,537,203 | -632 | 459,588,000 | 44,789,000 | $33.95 |
| 12/31/2013 | TD AMERITRADE HOLDING CORP | AMTD | 13,537,835 | -27,675 | 414,799,000 | 59,654,000 | $30.64 |
| 09/30/2013 | TD AMERITRADE HOLDING CORP | AMTD | 13,565,510 | 25,200 | 355,145,000 | 26,251,000 | $26.18 |
| 06/30/2013 | TD AMERITRADE HOLDING CORP | AMTD | 13,540,310 | 884,300 | 328,894,000 | 67,927,000 | $24.29 |
| 03/31/2013 | TD AMERITRADE HOLDING CORP | AMTD | 12,656,010 | 3,312,110 | 260,967,000 | 103,896,000 | $20.62 |
| 12/31/2012 | TD AMERITRADE HOLDING CORP | AMTD | 9,343,900 | 3,054,200 | 157,071,000 | 60,398,000 | $16.81 |
| 09/30/2012 | TD AMERITRADE HOLDING CORP | AMTD | 6,289,700 | 279,500 | 96,673,000 | -5,500,000 | $15.37 |
| 06/30/2012 | TD AMERITRADE HOLDING CORP | AMTD | 6,010,200 | 2,736,400 | 102,173,000 | 37,548,000 | $17.00 |
| 03/31/2012 | TD AMERITRADE HOLDING CORP | AMTD | 3,273,800 | 3,144,800 | 64,625,000 | 62,606,000 | $19.74 |
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