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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 4,225 | -2,006 | 1,039,561,000 | -453,137,000 | $246,049.94 |
| 12/31/2022 | CATERPILLAR INC | CAT | 6,231 | -544 | 1,492,698,000 | 1,491,586,000 | $239,559.94 |
| 09/30/2022 | CATERPILLAR INC | CAT | 6,775 | 0 | 1,112,000 | -99,000 | $164.13 |
| 06/30/2022 | CATERPILLAR INC | CAT | 6,775 | -2,650 | 1,211,000 | -889,000 | $178.75 |
| 03/31/2022 | CATERPILLAR INC | CAT | 9,425 | -13,468 | 2,100,000 | -2,633,000 | $222.81 |
| 12/31/2021 | CATERPILLAR INC | CAT | 22,893 | -6,847 | 4,733,000 | -976,000 | $206.74 |
| 09/30/2021 | CATERPILLAR INC | CAT | 29,740 | -55,388 | 5,709,000 | -12,817,000 | $191.96 |
| 06/30/2021 | CATERPILLAR INC | CAT | 85,128 | -2,555,898 | 18,526,000 | -462,194,000 | $217.63 |
| 12/31/2020 | CATERPILLAR INC | CAT | 2,641,026 | -410,174 | 480,720,000 | 25,634,000 | $182.02 |
| 09/30/2020 | CATERPILLAR INC | CAT | 3,051,200 | -123,334 | 455,086,000 | 53,507,000 | $149.15 |
| 06/30/2020 | CATERPILLAR INC | CAT | 3,174,534 | -63,294 | 401,579,000 | 25,861,000 | $126.50 |
| 03/31/2020 | CATERPILLAR INC | CAT | 3,237,828 | -400,828 | 375,718,000 | -161,638,000 | $116.04 |
| 12/31/2019 | CATERPILLAR INC | CAT | 3,638,656 | 63,374 | 537,356,000 | 85,762,000 | $147.68 |
| 09/30/2019 | CATERPILLAR INC | CAT | 3,575,282 | -20,966 | 451,594,000 | -38,539,000 | $126.31 |
| 06/30/2019 | CATERPILLAR INC | CAT | 3,596,248 | -5,930 | 490,133,000 | 2,074,000 | $136.29 |
| 03/31/2019 | CATERPILLAR INC | CAT | 3,602,178 | 72,790 | 488,059,000 | 39,580,000 | $135.49 |
| 12/31/2018 | CATERPILLAR INC | CAT | 3,529,388 | 987,103 | 448,479,000 | 60,806,000 | $127.07 |
| 09/30/2018 | CATERPILLAR INC | CAT | 2,542,285 | 287,600 | 387,673,000 | 81,780,000 | $152.49 |
| 06/30/2018 | CATERPILLAR INC | CAT | 2,254,685 | -359,877 | 305,893,000 | -79,441,000 | $135.67 |
| 03/31/2018 | CATERPILLAR INC | CAT | 2,614,562 | -2,410,000 | 385,334,000 | -406,436,000 | $147.38 |
| 12/31/2017 | CATERPILLAR INC | CAT | 5,024,562 | -334,785 | 791,770,000 | 123,406,000 | $157.58 |
| 09/30/2017 | CATERPILLAR INC | CAT | 5,359,347 | -1,408,101 | 668,364,000 | -58,866,000 | $124.71 |
| 06/30/2017 | CATERPILLAR INC | CAT | 6,767,448 | -2,314,221 | 727,230,000 | -115,186,000 | $107.46 |
| 03/31/2017 | CATERPILLAR INC | CAT | 9,081,669 | -1,356,296 | 842,416,000 | -125,601,000 | $92.76 |
| 12/31/2016 | CATERPILLAR INC | CAT | 10,437,965 | -2,184,234 | 968,017,000 | -152,456,000 | $92.74 |
| 09/30/2016 | CATERPILLAR INC | CAT | 12,622,199 | -1,213,496 | 1,120,473,000 | 71,589,000 | $88.77 |
| 06/30/2016 | CATERPILLAR INC | CAT | 13,835,695 | -1,308,505 | 1,048,884,000 | -110,253,000 | $75.81 |
| 03/31/2016 | CATERPILLAR INC | CAT | 15,144,200 | -1,955,372 | 1,159,137,000 | -2,950,000 | $76.54 |
| 12/31/2015 | CATERPILLAR INC | CAT | 17,099,572 | 17,099,572 | 1,162,087,000 | 1,162,087,000 | $67.96 |
| 09/30/2015 | CATERPILLAR INC | CAT | 16,192,304 | 8,126,035 | 1,058,329,000 | 412,786,000 | $65.36 |
| 06/30/2015 | CATERPILLAR INC | CAT | 11,492,280 | 3,426,011 | 974,775,000 | 329,232,000 | $84.82 |
| 03/31/2015 | CATERPILLAR INC | CAT | 8,066,269 | 8,066,269 | 645,543,000 | 645,543,000 | $80.03 |
| 12/31/2014 | CATERPILLAR INC | CAT | 1,009,170 | 1,009,170 | 92,370,000 | 92,370,000 | $91.53 |
| 09/30/2014 | CATERPILLAR INC | CAT | 859,799 | 35,625 | 85,146,000 | -4,417,000 | $99.03 |
| 06/30/2014 | CATERPILLAR INC | CAT | 824,174 | 824,174 | 89,563,000 | 89,563,000 | $108.67 |
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