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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2020 | GAIN Capital Holdings, Inc. | GCAP | 0 | -25,000 | 0 | -151,000 | |
| 06/30/2020 | GAIN Capital Holdings, Inc. | GCAP | 25,000 | 0 | 151,000 | 11,000 | $6.04 |
| 03/31/2020 | GAIN Capital Holdings, Inc. | GCAP | 25,000 | -146,900 | 140,000 | -539,000 | $5.60 |
| 12/31/2019 | GAIN Capital Holdings, Inc. | GCAP | 171,900 | -163,515 | 679,000 | -1,092,000 | $3.95 |
| 09/30/2019 | GAIN Capital Holdings, Inc. | GCAP | 335,415 | -1,950 | 1,771,000 | 378,000 | $5.28 |
| 06/30/2019 | GAIN Capital Holdings, Inc. | GCAP | 337,365 | -14,585 | 1,393,000 | -817,000 | $4.13 |
| 03/31/2019 | GAIN Capital Holdings, Inc. | GCAP | 351,950 | -16,700 | 2,210,000 | -61,000 | $6.28 |
| 12/31/2018 | GAIN Capital Holdings, Inc. | GCAP | 368,650 | 343,650 | 2,271,000 | 2,108,000 | $6.16 |
| 09/30/2018 | GAIN Capital Holdings, Inc. | GCAP | 25,000 | 25,000 | 163,000 | 163,000 | $6.52 |
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