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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2021 | EMCORE CORP | EMKR | 0 | -692,171 | 0 | -3,772,000 | |
| 12/31/2020 | EMCORE CORP | EMKR | 692,171 | -54,030 | 3,772,000 | 1,347,000 | $5.45 |
| 09/30/2020 | EMCORE CORP | EMKR | 746,201 | 7,400 | 2,425,000 | 76,000 | $3.25 |
| 06/30/2020 | EMCORE CORP | EMKR | 738,801 | -246,526 | 2,349,000 | 142,000 | $3.18 |
| 03/31/2020 | EMCORE CORP | EMKR | 985,327 | 3,275 | 2,207,000 | -778,000 | $2.24 |
| 12/31/2019 | EMCORE CORP | EMKR | 982,052 | -130,118 | 2,985,438 | -428,562 | $3.04 |
| 09/30/2019 | EMCORE CORP | EMKR | 1,112,170 | -1,048,168 | 3,414,000 | -3,694,000 | $3.07 |
| 06/30/2019 | EMCORE CORP | EMKR | 2,160,338 | 637,245 | 7,108,000 | 1,549,000 | $3.29 |
| 03/31/2019 | EMCORE CORP | EMKR | 1,523,093 | -149,464 | 5,559,000 | -1,466,000 | $3.65 |
| 12/31/2018 | EMCORE CORP | EMKR | 1,672,557 | -740,307 | 7,024,739 | -4,436,261 | $4.20 |
| 09/30/2018 | EMCORE CORP | EMKR | 2,412,864 | 122,048 | 11,461,000 | -108,000 | $4.75 |
| 06/30/2018 | EMCORE CORP | EMKR | 2,290,816 | 304,256 | 11,569,000 | 246,000 | $5.05 |
| 03/31/2018 | EMCORE CORP | EMKR | 1,986,560 | 444,141 | 11,323,000 | 1,374,000 | $5.70 |
| 12/31/2017 | EMCORE CORP | EMKR | 1,542,419 | 1,089,359 | 9,949,000 | 6,234,000 | $6.45 |
| 09/30/2017 | EMCORE CORP | EMKR | 453,060 | 93,956 | 3,715,000 | -109,000 | $8.20 |
| 06/30/2017 | EMCORE CORP | EMKR | 359,104 | -84,138 | 3,824,000 | -165,000 | $10.65 |
| 03/31/2017 | EMCORE CORP | EMKR | 443,242 | -164,788 | 3,989,000 | -1,301,000 | $9.00 |
| 12/31/2016 | EMCORE CORP | EMKR | 608,030 | -375,204 | 5,290,000 | -314,000 | $8.70 |
| 09/30/2016 | EMCORE CORP | EMKR | 983,234 | 983,234 | 5,604,000 | 5,604,000 | $5.70 |
| 06/30/2016 | EMCORE CORP | EMKR | 803,580 | 803,580 | 4,773,000 | 4,773,000 | $5.94 |
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