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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2018 | B. Riley Financial, Inc. | RILY | 0 | -33,188 | 0 | -601,000 | |
| 12/31/2017 | B. Riley Financial, Inc. | RILY | 33,188 | -21,403 | 601,000 | -330,000 | $18.11 |
| 09/30/2017 | B. Riley Financial, Inc. | RILY | 54,591 | -18,500 | 931,000 | -425,000 | $17.05 |
| 06/30/2017 | B. Riley Financial, Inc. | RILY | 73,091 | 0 | 1,356,000 | 260,000 | $18.55 |
| 03/31/2017 | B. Riley Financial, Inc. | RILY | 73,091 | 7,991 | 1,096,000 | -105,000 | $15.00 |
| 12/31/2016 | B. Riley Financial, Inc. | RILY | 65,100 | 0 | 1,201,000 | 331,000 | $18.45 |
| 09/30/2016 | B. Riley Financial, Inc. | RILY | 65,100 | 0 | 870,000 | 246,000 | $13.36 |
| 06/30/2016 | B. Riley Financial, Inc. | RILY | 65,100 | 65,100 | 624,000 | 624,000 | $9.59 |
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