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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2020 | BANC OF CALIFORNIA, INC. | BANC | 390,112 | 149,185 | 3,948,000 | 1,339,000 | $10.12 |
| 06/30/2020 | BANC OF CALIFORNIA, INC. | BANC | 240,927 | -261,371 | 2,609,000 | -1,409,000 | $10.83 |
| 03/31/2020 | BANC OF CALIFORNIA, INC. | BANC | 502,298 | 40,981 | 4,018,000 | -3,907,000 | $8.00 |
| 12/31/2019 | BANC OF CALIFORNIA, INC. | BANC | 461,317 | 461,317 | 7,925,000 | 7,925,000 | $17.18 |
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